First Trust Emerging Markets Small Cap AlphaDEX Fund
FEMS
30 hedge funds and large institutions have $57.4M invested in First Trust Emerging Markets Small Cap AlphaDEX Fund in 2017 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 13 increasing their positions, 7 reducing their positions, and 0 closing their positions.
86% more repeat investments, than reductions
Existing positions increased: 13 | Existing positions reduced: 7
28% more capital invested
Capital invested by funds: $44.9M → $57.4M (+$12.5M)
15% more funds holding
Funds holding: 26 → 30 (+4)
2.82% more ownership
Funds ownership: 48.05% → 50.86% (+2.8%)
0% more funds holding in top 10
Funds holding in top 10: 1 → 1 (0)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Morgan Stanley
New York
|
+$5.31M |
| 2 |
VKH
Virtu KCG Holdings
New York
|
+$832K |
| 3 |
UBS Group
Zurich,
Switzerland
|
+$580K |
| 4 |
LPL Financial
San Diego,
California
|
+$303K |
| 5 |
FTUS
Flow Traders U.S.
New York
|
+$263K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
3AM
3D Asset Management
Hartford,
Connecticut
|
-$2.41M |
| 2 |
Bank of America
Charlotte,
North Carolina
|
-$1.6M |
| 3 |
OMC
Old Mission Capital
Chicago,
Illinois
|
-$976K |
| 4 |
Jane Street
New York
|
-$732K |
| 5 |
MRCM
M&R Capital Management
Summit,
New Jersey
|
-$22.9K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
AG
26
Advisor Group
Phoenix,
Arizona
| $25K | – | – | – |
|
|
DADC
27
D.A. Davidson & Co
Great Falls,
Montana
| $10K | – | – | – |
|
|
TRCT
28
Tower Research Capital (TRC)
New York
| $4K | +$3.41K | +100 | New |
|
29
Creative Planning
Overland Park,
Kansas
| $3K | – | – | – |
|
FEMS Hedge Fund Activity: Q1 2017 in Review
30 of the 4,017 institutional investors tracked by Wall St. Rank reported a position in First Trust Emerging Markets Small Cap AlphaDEX Fund (FEMS) for Q1 2017, worth a combined $57.4M — up 28% from $44.9M a quarter earlier.
Buyers outnumbered sellers: 5 funds opened new FEMS positions and 0 closed out — a net gain of 5 holders — while 13 added to existing stakes and 7 trimmed.
The largest buyer was Morgan Stanley, adding an estimated $5.31M. The largest seller was 3D Asset Management, cutting an estimated $2.41M.
- 30 institutional investors held First Trust Emerging Markets Small Cap AlphaDEX Fund (FEMS) as of Q1 2017, up from 26 in Q4 2016.
- Funds reported $57.4M of First Trust Emerging Markets Small Cap AlphaDEX Fund stock for Q1 2017, up 28% quarter-over-quarter.
- 5 funds opened new First Trust Emerging Markets Small Cap AlphaDEX Fund positions in Q1 2017 and 0 closed out, a net change of +5 holders.
- The largest First Trust Emerging Markets Small Cap AlphaDEX Fund buyer in Q1 2017 was Morgan Stanley, an estimated $5.31M added.
- The largest First Trust Emerging Markets Small Cap AlphaDEX Fund seller in Q1 2017 was 3D Asset Management, an estimated $2.41M sold.
Based on aggregated 13F filings for Q1 2017.