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Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Overview Fund Activity

94 hedge funds and large institutions have $143M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2021 Q1 according to their latest regulatory filings, with 13 funds opening new positions, 29 increasing their positions, 30 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
94
Holders Change
+3
Holders Change %
+3.3%
% of All Funds
1.66%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
13
Increased
29
Reduced
30
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RCM
1
Rivernorth Capital Management
Florida
$10.2M
2
Morgan Stanley
2
Morgan Stanley
New York
$14.9M
3
Bank of America
3
Bank of America
North Carolina
$5.59M
4
CA
4
Cornerstone Advisors
North Carolina
$1.46M
5
ICM
5
Ionic Capital Management
New York
$4.82M

Top Sellers

1
LCM
1
Landscape Capital Management
New Jersey
$763K
2
Bank of Montreal
2
Bank of Montreal
Ontario, Canada
$0
3
AA
3
AQR Arbitrage
Connecticut
$846K
4
UBS Group
4
UBS Group
Switzerland
$10.7M
5
WAM
5
Wolverine Asset Management
Illinois
$263K
Name Holding Trade Value Shares
Change 		Shares
Change %
AWAP
101
Alliance Wealth Advisors (Pennsylvania)
Pennsylvania
– -$159K -10,465 Closed
ASN
102
Advisory Services Network
Georgia
– -$80K -5,279 Closed
SIAG
103
Safeguard Investment Advisory Group
California
– -$7K -524 Closed
1 2 3 4
5