DIAX icon

Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Overview Fund Activity

100 hedge funds and large institutions have $163M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2025 Q1 according to their latest regulatory filings, with 18 funds opening new positions, 28 increasing their positions, 31 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
100
Holders Change
+10
Holders Change %
+11.11%
% of All Funds
1.36%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
18
Increased
28
Reduced
31
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SFS
1
Shaker Financial Services
Virginia
$4M
2
NS
2
NBC Securities
Alabama
$1.05M
3
WAM
3
Wolverine Asset Management
Illinois
$3.24M
4
RAM
4
Readystate Asset Management
Illinois
$893K
5
Bank of America
5
Bank of America
North Carolina
$18.4M

Top Sellers

1
UBS Group
1
UBS Group
Switzerland
$7.19M
2
IAA
2
Independent Advisor Alliance
North Carolina
$0
3
CA
3
Cornerstone Advisors
North Carolina
$6.73M
4
1CP
4
1607 Capital Partners
Virginia
$2.58M
5
PAS
5
Park Avenue Securities
New York
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
PTC
76
Private Trust Company
Ohio
$75.3K – – –
EB
77
Eastern Bank
Massachusetts
$73K +$73K +5,038 New
TPCW
78
TD Private Client Wealth
New York
$51.3K +$51.3K +3,540 New
MSWA
79
Marshall & Sterling Wealth Advisors
New York
$41.1K – – –
FIA
80
FNY Investment Advisers
New York
$40K +$40K +2,800 New
US Bancorp
81
US Bancorp
Minnesota
$38.4K – – –
UCB
82
United Community Bank
South Carolina
$37K – – –
WSFS
83
Wilmington Savings Fund Society
Delaware
$36.2K – – –
SS
84
Sunbelt Securities
Texas
$29K – – –
CTC
85
Central Trust Company
Missouri
$29K +$29K +2,000 New
SPIA
86
Steward Partners Investment Advisory
New York
$26.1K +$11.6K +800 +80%
WA
87
WPG Advisers
Maryland
$22.5K -$15.3K -1,056 -40%
SWA
88
SOA Wealth Advisors
New York
$17.1K – – –
CAM
89
Costello Asset Management
Pennsylvania
$15.7K +$15.7K +1,082 New
EC
90
Elequin Capital
New York
$13K +$13K +895 New
CCM
91
Coldstream Capital Management
Washington
$12.3K +$12.3K +846 New
PNC Financial Services Group
92
PNC Financial Services Group
Pennsylvania
$10.9K – – –
SWIM
93
Smallwood Wealth Investment Management
New Jersey
$9.45K +$9.45K +651 New
GWSG
94
GPS Wealth Strategies Group
Colorado
$7.97K – – –
KFI
95
Key Financial Inc
Pennsylvania
$7.13K +$7.13K +492 New
IHWM
96
Iron Horse Wealth Management
Iowa
$4.51K +$4.51K +311 New
FDW
97
Fourth Dimension Wealth
Ohio
$4.01K – – –
MCM
98
MAI Capital Management
Ohio
$2.9K – – –
FFA
99
Farther Finance Advisors
California
$1.61K – – –
NEWAS
100
N.E.W. Advisory Services
Wisconsin
$1.13K +$1.13K +78 New
1 2 3
4
5