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Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Overview Fund Activity

82 hedge funds and large institutions have $131M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2023 Q2 according to their latest regulatory filings, with 13 funds opening new positions, 27 increasing their positions, 25 reducing their positions, and 14 closing their positions.

Holders
82
Holders Change
-1
Holders Change %
-1.2%
% of All Funds
1.29%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.02%
New
13
Increased
27
Reduced
25
Closed
14
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Bank of America
1
Bank of America
North Carolina
$10M
2
CA
2
Cornerstone Advisors
North Carolina
$2.75M
3
TJHA
3
Thomas J. Herzfeld Advisors
Florida
$2.64M
4
SFS
4
Shaker Financial Services
Virginia
$6.17M
5
WAM
5
Wolverine Asset Management
Illinois
$3.33M

Top Sellers

1
MML Investors Services
1
MML Investors Services
Massachusetts
$2.02M
2
Cetera Investment Advisers
2
Cetera Investment Advisers
Illinois
$0
3
Baird Financial Group
3
Baird Financial Group
Wisconsin
$0
4
Morgan Stanley
4
Morgan Stanley
New York
$13.1M
5
Wells Fargo
5
Wells Fargo
California
$8.94M
Name Market Value Shares Shares
Change 		Shares
Change %
SWA
76
SOA Wealth Advisors
New York
$14.5K 1,029 +19 +2%
ANBT
77
American National Bank & Trust
Texas
$13.3K 941 -105 -10%
CAS
78
Coppell Advisory Solutions
Texas
$4.69K 335 +335 New
ODG
79
O'Dell Group
Ohio
$4.42K 313 +313 New
WWM
80
Wolff Wiese Magana
California
$1.24K 88 – –
Fidelity Investments
81
Fidelity Investments
Massachusetts
$14 1 +1 New
Cetera Investment Advisers
82
Cetera Investment Advisers
Illinois
– – -72,409 Closed
Baird Financial Group
83
Baird Financial Group
Wisconsin
– – -68,379 Closed
Walleye Capital
84
Walleye Capital
New York
– – -23,381 Closed
MCC
85
Money Concepts Capital
Florida
– – -22,678 Closed
Mercer Global Advisors
86
Mercer Global Advisors
Colorado
– – -16,620 Closed
BAM
87
Belpointe Asset Management
Nevada
– – -1,615 Closed
ASN
88
Advisory Services Network
Georgia
– – -500 Closed
CCM
89
Chilton Capital Management
Texas
– – -399 Closed
FMP
90
Financial Management Professionals
Texas
– – -333 Closed
CSPIA
91
Cary Street Partners Investment Advisory
Virginia
– – -300 Closed
HI
92
Harbour Investments
Wisconsin
– – -250 Closed
HS
93
Horan Securities
United States
– – -200 Closed
CFGS
94
Concourse Financial Group Securities
Alabama
– – -125 Closed
BSB
95
Bangor Savings Bank
Maine
– – -1 Closed
Carson Wealth (CWM LLC)
96
Carson Wealth (CWM LLC)
Nebraska
$0 15 +15 New
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4