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Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Overview Fund Activity

91 hedge funds and large institutions have $126M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2020 Q4 according to their latest regulatory filings, with 21 funds opening new positions, 21 increasing their positions, 33 reducing their positions, and 12 closing their positions.

Holders
91
Holders Change
+9
Holders Change %
+10.98%
% of All Funds
1.61%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
21
Increased
21
Reduced
33
Closed
12
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RCM
1
Rivernorth Capital Management
Florida
$6.6M
2
GC
2
Guggenheim Capital
Illinois
$4.78M
3
FAM
3
Formidable Asset Management
Ohio
$1.39M
4
Morgan Stanley
4
Morgan Stanley
New York
$12.2M
5
Envestnet Asset Management
5
Envestnet Asset Management
Illinois
$1.08M

Top Sellers

1
WAM
1
Wolverine Asset Management
Illinois
$612K
2
SFS
2
Shaker Financial Services
Virginia
$4.19M
3
CA
3
Cornerstone Advisors
North Carolina
$0
4
Bank of America
4
Bank of America
North Carolina
$3.59M
5
AAM
5
Advisors Asset Management
Colorado
$3.73M
Name Holding Trade Value Shares
Change 		Shares
Change %
SFS
76
Sowell Financial Services
Arkansas
$21K – – –
SWA
77
SOA Wealth Advisors
New York
$18K +$18K +1,198 New
FF
78
FourThought Financial
Florida
$17K +$17K +1,156 New
NFG
79
Next Financial Group
Texas
$16K – – –
Rockefeller Capital Management
80
Rockefeller Capital Management
New York
$16K +$16K +1,108 New
LWM
81
Liberty Wealth Management
California
$11K +$399 +27 +4%
SIS
82
Sound Income Strategies
Florida
$9K – – –
GWM
83
Geneos Wealth Management
Colorado
$7K -$3.03K -222 -30%
EIP
84
Ellis Investment Partners
Pennsylvania
$7K – – –
AWA
85
Arkadios Wealth Advisors
Georgia
$7K +$7K +484 New
SIAG
86
Safeguard Investment Advisory Group
California
$7K +$7K +524 New
HS
87
Horan Securities
United States
$3K – – –
SFSIG
88
San Francisco Sentry Investment Group
California
$2K – – –
WWM
89
Wolff Wiese Magana
California
$1K +$1K +88 New
Walleye Capital
90
Walleye Capital
New York
$448 -$219 -14,419 -33%
CA
91
Cornerstone Advisors
North Carolina
– -$704K -51,997 Closed
WAM
92
Weiss Asset Management
Massachusetts
– -$407K -30,100 Closed
FSA
93
Financial Sense Advisors
California
– -$199K -14,713 Closed
CRC
94
Curi RMB Capital
Illinois
– -$195K -14,412 Closed
BRWM
95
B. Riley Wealth Management
Tennessee
– -$172K -12,708 Closed
AWM
96
Adams Wealth Management
Utah
– -$131K -9,672 Closed
FHA
97
Flagship Harbor Advisors
Massachusetts
– -$128K -9,500 Closed
SPIA
98
Steward Partners Investment Advisory
New York
– -$38K -2,788 Closed
S
99
SignatureFD
Georgia
– -$21K -1,555 Closed
GRP
100
Global Retirement Partners
California
– -$13K -945 Closed
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