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Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Overview Fund Activity

84 hedge funds and large institutions have $105M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2018 Q4 according to their latest regulatory filings, with 22 funds opening new positions, 20 increasing their positions, 19 reducing their positions, and 7 closing their positions.

Holders
84
Holders Change
+15
Holders Change %
+21.74%
% of All Funds
1.87%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
22
Increased
20
Reduced
19
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
WAM
1
Wolverine Asset Management
Illinois
$1.99M
2
Morgan Stanley
2
Morgan Stanley
New York
$11.1M
3
Janney Montgomery Scott
3
Janney Montgomery Scott
Pennsylvania
$1.63M
4
SFS
4
Shaker Financial Services
Virginia
$830K
5
1CP
5
1607 Capital Partners
Virginia
$690K

Top Sellers

1
FAM
1
Formidable Asset Management
Ohio
$0
2
CWM
2
Cornerstone Wealth Management
Missouri
$0
3
GC
3
Guggenheim Capital
Illinois
$919K
4
UBS Group
4
UBS Group
Switzerland
$14.7M
5
RJA
5
Raymond James & Associates
Florida
$4.56M
Name Market Value Shares Shares
Change 		Shares
Change %
THWM
76
Taylor Hoffman Wealth Management
Virginia
$8K 467 – –
SWM
77
SeaCrest Wealth Management
New York
$8K 500 – –
CIAS
78
Capital Investment Advisory Services
North Carolina
$7K 457 +457 New
SGS
79
Sterling Global Strategies
California
$5.64K 350 +350 New
CCM
80
Cribstone Capital Management
Maine
$5K 291 – –
HS
81
Horan Securities
United States
$3K 200 – –
SFSIG
82
San Francisco Sentry Investment Group
California
– – – –
DWM
83
Doyle Wealth Management
Florida
$1K 59 +59 New
NA
84
NewEdge Advisors
Louisiana
$295 18,316 -3,039 -14%
FAM
85
Formidable Asset Management
Ohio
– – -82,271 Closed
CWM
86
Cornerstone Wealth Management
Missouri
– – -20,325 Closed
RJT
87
Raymond James Trust
Florida
– – -10,142 Closed
TC
88
Trilogy Capital
California
– – -846 Closed
FIA
89
FNY Investment Advisers
New York
– – -720 Closed
CFA
90
Camarda Financial Advisors
Florida
– – -572 Closed
Fidelity Investments
91
Fidelity Investments
Massachusetts
– – -1 Closed
AF
92
Advisornet Financial
Minnesota
– – – –
WCM
93
WealthBridge Capital Management
Ohio
$0 2 +2 New
1 2 3
4