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Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Overview Fund Activity

68 hedge funds and large institutions have $101M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2018 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 21 increasing their positions, 18 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
68
Holders Change
-6
Holders Change %
-8.11%
% of All Funds
1.56%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
21
Reduced
18
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$8.23M
2
Stifel Financial
2
Stifel Financial
Missouri
$672K
3
AAM
3
Advisors Asset Management
Colorado
$6.76M
4
RJFSA
4
Raymond James Financial Services Advisors
Florida
$7.4M
5
DADC
5
D.A. Davidson & Co
Montana
$771K

Top Sellers

1
RJA
1
Raymond James & Associates
Florida
$4.68M
2
FSA
2
Financial Sense Advisors
California
$0
3
Wells Fargo
3
Wells Fargo
California
$9.19M
4
Bank of Nova Scotia
4
Bank of Nova Scotia
Ontario, Canada
$0
5
Ameriprise
5
Ameriprise
Minnesota
$863K
Name Holding Trade Value Shares
Change 		Shares
Change %
RFC
76
Regions Financial Corp
Alabama
– -$21K -1,113 Closed
AIM
77
Anchor Investment Management
South Carolina
– -$11.3K -600 Closed
VFA
78
Valeo Financial Advisors
Indiana
– -$2K -100 Closed
1 2 3
4