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Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Overview Fund Activity

103 hedge funds and large institutions have $170M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2025 Q2 according to their latest regulatory filings, with 11 funds opening new positions, 25 increasing their positions, 39 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
103
Holders Change
+3
Holders Change %
+3%
% of All Funds
1.38%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.01%
New
11
Increased
25
Reduced
39
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SCM
Saba Capital Management
New York
$10.2M
2
Allspring Global Investments
Allspring Global Investments
North Carolina
$5.08M
3
SFS
Shaker Financial Services
Virginia
$6.73M
4
PAS
Park Avenue Securities
New York
$1.23M
5
LPL Financial
LPL Financial
California
$2.82M

Top Sellers

1
Bank of America
Bank of America
North Carolina
$15.8M
2
Wells Fargo
Wells Fargo
California
$8.11M
3
Morgan Stanley
Morgan Stanley
New York
$26.3M
4
UBS Group
UBS Group
Switzerland
$6.38M
5
AA
AQR Arbitrage
Connecticut
$4.98M
Name Holding Trade Value Shares
Change 		Shares
Change %
WS
51
Wedbush Securities
California
$368K +$1.88K +131 +0.5%
LWL
52
Leo Wealth LLC
Texas
$330K – – –
Mariner
53
Mariner
Kansas
$302K -$251K -17,497 -45%
SWP
54
Sagespring Wealth Partners
Tennessee
$301K -$23.3K -1,623 -7%
SF
55
Summit Financial
New Jersey
$278K +$278K +19,000 New
Lido Advisors
56
Lido Advisors
California
$270K +$270K +18,436 New
MQWP
57
Morey & Quinn Wealth Partners
Nebraska
$239K -$11.2K -779 -4%
Calamos Advisors
58
Calamos Advisors
Illinois
$229K -$19.9K -1,390 -8%
HighTower Advisors
59
HighTower Advisors
Illinois
$229K +$229K +15,971 New
PA
60
Pinnacle Associates
New York
$215K -$14.3K -1,000 -6%
ICMP
61
Integrated Capital Management (Pennsylvania)
Pennsylvania
$208K +$6.7K +467 +3%
AIS
62
Accredited Investor Services
Minnesota
$208K -$2.65K -185 -1%
KWM
63
Kingsview Wealth Management
Oregon
$208K – – –
Northwestern Mutual Wealth Management
64
Northwestern Mutual Wealth Management
Wisconsin
$206K +$22.7K +1,582 +12%
WA
65
Waverly Advisors
Alabama
$199K -$4.75K -331 -2%
AF
66
Allworth Financial
California
$193K +$193K +13,432 New
KAS
67
Kestra Advisory Services
Texas
$191K +$8.79K +613 +5%
KFA
68
Kapstone Financial Advisors
Ohio
$182K +$182K +12,665 New
PAS
69
PKS Advisory Services
New York
$178K -$359 -25 -0.2%
GWM
70
Geneos Wealth Management
Colorado
$174K -$217K -15,145 -56%
MFG
71
Merit Financial Group
Georgia
$171K +$18.1K +1,259 +12%
VIPI
72
Vista Investment Partners II
Indiana
$155K – – –
WIA
73
World Investment Advisors
California
$151K -$14.3K -1,000 -9%
WPA
74
Wealth Preservation Advisors
Tennessee
$117K – – –
PP
75
PFS Partners
New Jersey
$106K +$2.18K +152 +2%
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3
4 5