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Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Overview Fund Activity

85 hedge funds and large institutions have $170M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2024 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 27 increasing their positions, 35 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
85
Holders Change
–
Holders Change %
0%
% of All Funds
1.23%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
27
Reduced
35
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$24.3M
2
SCM
2
Saba Capital Management
New York
$4.33M
3
CA
3
Cornerstone Advisors
North Carolina
$12.1M
4
RL
4
RPO LLC
Connecticut
$464K
5
Bank of America
5
Bank of America
North Carolina
$17.2M

Top Sellers

1
Wells Fargo
1
Wells Fargo
California
$10.7M
2
1CP
2
1607 Capital Partners
Virginia
$6.1M
3
AAM
3
Advisors Asset Management
Colorado
$3.57M
4
UBS Group
4
UBS Group
Switzerland
$11.4M
5
Two Sigma Investments
5
Two Sigma Investments
New York
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
CIA
51
Capital Investment Advisors
Georgia
$333K +$333K +22,457 New
LSC
52
Logan Stone Capital
Illinois
$331K -$157K -10,603 -32%
RJT
53
Raymond James Trust
Florida
$331K – – –
Calamos Advisors
54
Calamos Advisors
Illinois
$296K +$296K +19,933 New
BBPWM
55
Blue Bell Private Wealth Management
Pennsylvania
$277K – – –
PA
56
Pinnacle Associates
New York
$272K +$8.41K +601 +3%
Mariner
57
Mariner
Kansas
$231K +$8.44K +568 +4%
KWM
58
Kingsview Wealth Management
Oregon
$220K -$15.1K -1,018 -6%
Northwestern Mutual Wealth Management
59
Northwestern Mutual Wealth Management
Wisconsin
$220K -$76.1K -5,124 -26%
ICMP
60
Integrated Capital Management (Pennsylvania)
Pennsylvania
$219K -$2.27K -153 -1%
SBIA
61
Sheaff Brock Investment Advisors
Indiana
$199K +$74 +5 +0%
GVAG
62
Great Valley Advisor Group
Delaware
$177K +$18.6K +1,250 +12%
9WM
63
9258 Wealth Management
Ohio
$175K +$965 +65 +0.6%
KAS
64
Kestra Advisory Services
Texas
$160K -$13.6K -915 -8%
PP
65
PFS Partners
New Jersey
$104K +$2.08K +140 +2%
LFG
66
Larson Financial Group
Missouri
$89.1K +$62.4K +4,200 +233%
PTC
67
Private Trust Company
Ohio
$77.2K – – –
Comerica Bank
68
Comerica Bank
Texas
$60.9K -$22.2K -1,496 -27%
LOIM
69
Liberty One Investment Management
Illinois
$57.5K -$16K -1,075 -22%
AWM
70
Avior Wealth Management
Nebraska
$53K -$1.98K -133 -4%
FIA
71
FNY Investment Advisers
New York
$41K +$41K +2,800 New
US Bancorp
72
US Bancorp
Minnesota
$39.3K – – –
UCB
73
United Community Bank
South Carolina
$37.9K – – –
WSFS
74
Wilmington Savings Fund Society
Delaware
$37.1K +$37.1K +2,500 New
GWM
75
Geneos Wealth Management
Colorado
$29.9K +$29.9K +2,015 New
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