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Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Overview Fund Activity

82 hedge funds and large institutions have $131M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2023 Q2 according to their latest regulatory filings, with 13 funds opening new positions, 27 increasing their positions, 25 reducing their positions, and 14 closing their positions.

Holders
82
Holders Change
-1
Holders Change %
-1.2%
% of All Funds
1.29%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.02%
New
13
Increased
27
Reduced
25
Closed
14
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Bank of America
1
Bank of America
North Carolina
$10M
2
CA
2
Cornerstone Advisors
North Carolina
$2.75M
3
TJHA
3
Thomas J. Herzfeld Advisors
Florida
$2.64M
4
SFS
4
Shaker Financial Services
Virginia
$6.17M
5
WAM
5
Wolverine Asset Management
Illinois
$3.33M

Top Sellers

1
MML Investors Services
1
MML Investors Services
Massachusetts
$2.02M
2
Cetera Investment Advisers
2
Cetera Investment Advisers
Illinois
$0
3
Baird Financial Group
3
Baird Financial Group
Wisconsin
$0
4
Morgan Stanley
4
Morgan Stanley
New York
$13.1M
5
Wells Fargo
5
Wells Fargo
California
$8.94M
Name Market Value Shares Shares
Change 		Shares
Change %
1CP
51
1607 Capital Partners
Virginia
$250K 17,751 +17,751 New
9WM
52
9258 Wealth Management
Ohio
$229K 16,203 -984 -6%
JPMorgan Chase & Co
53
JPMorgan Chase & Co
New York
$213K 15,102 -7,116 -32%
EP
54
Eudaimonia Partners
Tennessee
$206K 14,621 +262 +2%
Truist Financial
55
Truist Financial
North Carolina
$199K 14,098 +4 +0%
SBIA
56
Sheaff Brock Investment Advisors
Indiana
$189K 13,410 – –
GVAG
57
Great Valley Advisor Group
Delaware
$179K 12,690 +2,490 +24%
HWAM
58
Hennion & Walsh Asset Management
New Jersey
$178K 12,611 -2 -0%
ICMP
59
Integrated Capital Management (Pennsylvania)
Pennsylvania
$167K 11,811 +11,811 New
KAS
60
Kestra Advisory Services
Texas
$166K 11,766 +11,766 New
BBPWM
61
Blue Bell Private Wealth Management
Pennsylvania
$123K 8,741 +8,741 New
LOIM
62
Liberty One Investment Management
Illinois
$98.8K 7,002 -1,187 -14%
PNC Financial Services Group
63
PNC Financial Services Group
Pennsylvania
$95.2K 6,750 – –
Fifth Third Bancorp
64
Fifth Third Bancorp
Ohio
$89.7K 6,359 – –
RFA
65
Register Financial Advisors
Georgia
$86.7K 6,146 – –
US Bancorp
66
US Bancorp
Minnesota
$77.2K 5,473 – –
PGAM
67
Princeton Global Asset Management
New Jersey
$75.8K 5,370 -1,485 -22%
GWSG
68
GPS Wealth Strategies Group
Colorado
$45.3K 3,212 +3,212 New
AWM
69
Avior Wealth Management
Nebraska
$44.8K 3,172 +61 +2%
NA
70
NewEdge Advisors
Louisiana
$41.3K 2,930 – –
FIA
71
FNY Investment Advisers
New York
$39K 2,800 – –
BWP
72
Baldwin Wealth Partners
Massachusetts
$36.6K 2,592 – –
PTC
73
Private Trust Company
Ohio
$28.2K 2,000 – –
SS
74
Sunbelt Securities
Texas
$28.2K 2,000 – –
ACM
75
Antonetti Capital Management
Florida
$18.9K 1,338 – –
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3
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