DIAX icon

Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Overview Fund Activity

73 hedge funds and large institutions have $110M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2022 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 29 increasing their positions, 16 reducing their positions, and 11 closing their positions.

Holders
73
Holders Change
-7
Holders Change %
-8.75%
% of All Funds
1.26%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
5
Increased
29
Reduced
16
Closed
11
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
MML Investors Services
1
MML Investors Services
Massachusetts
$6.32M
2
Morgan Stanley
2
Morgan Stanley
New York
$12.9M
3
LPL Financial
3
LPL Financial
California
$2.11M
4
Bank of America
4
Bank of America
North Carolina
$5.93M
5
AWS
5
Atria Wealth Solutions
New York
$905K

Top Sellers

1
Northwestern Mutual Wealth Management
1
Northwestern Mutual Wealth Management
Wisconsin
$2.78M
2
1CP
2
1607 Capital Partners
Virginia
$0
3
Envestnet Asset Management
3
Envestnet Asset Management
Illinois
$0
4
PAS
4
Park Avenue Securities
New York
$0
5
GC
5
Guggenheim Capital
Illinois
$8.57M
Name Market Value Shares Shares
Change 		Shares
Change %
HWAM
51
Hennion & Walsh Asset Management
New Jersey
$174K 12,931 +12,931 New
GVAG
52
Great Valley Advisor Group
Delaware
$157K 11,675 +1,600 +16%
PGAM
53
Princeton Global Asset Management
New Jersey
$92K 6,855 – –
PNC Financial Services Group
54
PNC Financial Services Group
Pennsylvania
$90K 6,750 – –
Fifth Third Bancorp
55
Fifth Third Bancorp
Ohio
$86K 6,359 – –
US Bancorp
56
US Bancorp
Minnesota
$74K 5,473 – –
Rockefeller Capital Management
57
Rockefeller Capital Management
New York
$54K 4,061 -33 -0.8%
AWM
58
Avior Wealth Management
Nebraska
$40K 2,992 +54 +2%
FIA
59
FNY Investment Advisers
New York
$37K 2,800 – –
BWP
60
Baldwin Wealth Partners
Massachusetts
$35K 2,592 – –
PTC
61
Private Trust Company
Ohio
$27K 2,000 – –
APA
62
American Portfolios Advisors
New York
$26.2K 1,944 – –
ACM
63
Antonetti Capital Management
Florida
$18K 1,338 – –
ANBT
64
American National Bank & Trust
Texas
$17K 1,230 – –
FF
65
FourThought Financial
Florida
$16K 1,156 – –
SWA
66
SOA Wealth Advisors
New York
$13K 971 +18 +2%
Citigroup
67
Citigroup
New York
$10K 761 – –
EIP
68
Ellis Investment Partners
Pennsylvania
$6K 448 – –
MA
69
MUFG Americas
New York
$5K 400 +400 New
HI
70
Harbour Investments
Wisconsin
$4K 250 – –
HS
71
Horan Securities
United States
$3K 200 – –
WWM
72
Wolff Wiese Magana
California
$1K 88 – –
1CP
73
1607 Capital Partners
Virginia
– – -118,023 Closed
Envestnet Asset Management
74
Envestnet Asset Management
Illinois
– – -89,439 Closed
PAS
75
Park Avenue Securities
New York
– – -84,387 Closed
1 2
3
4