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Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Overview Fund Activity

77 hedge funds and large institutions have $139M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2021 Q4 according to their latest regulatory filings, with 11 funds opening new positions, 27 increasing their positions, 19 reducing their positions, and 10 closing their positions.

Holders
77
Holders Change
-2
Holders Change %
-2.53%
% of All Funds
1.19%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.02%
New
11
Increased
27
Reduced
19
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RJA
1
Raymond James & Associates
Florida
$4.6M
2
SFS
2
Shaker Financial Services
Virginia
$7.42M
3
Northwestern Mutual Wealth Management
3
Northwestern Mutual Wealth Management
Wisconsin
$11.1M
4
AAM
4
Advisors Asset Management
Colorado
$5.99M
5
GC
5
Guggenheim Capital
Illinois
$12M

Top Sellers

1
OA
1
Oxbow Advisors
Texas
$0
2
Morgan Stanley
2
Morgan Stanley
New York
$12.5M
3
Wells Fargo
3
Wells Fargo
California
$8.08M
4
FAM
4
Formidable Asset Management
Ohio
$0
5
ACP
5
Aviance Capital Partners
Florida
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
US Bancorp
51
US Bancorp
Minnesota
$97K – – –
PGAM
52
Princeton Global Asset Management
New Jersey
$95K – – –
Rockefeller Capital Management
53
Rockefeller Capital Management
New York
$72K +$319 +18 +0.4%
SWM
54
Spire Wealth Management
Virginia
$64K -$50.1K -2,815 -44%
PFGIA
55
Patriot Financial Group Insurance Agency
Massachusetts
$61K +$1.01K +57 +2%
AWM
56
Avior Wealth Management
Nebraska
$51K +$1.55K +88 +3%
BWP
57
Baldwin Wealth Partners
Massachusetts
$46K – – –
Citigroup
58
Citigroup
New York
$36K -$40.5K -2,294 -53%
ANBT
59
American National Bank & Trust
Texas
$36K +$36K +2,000 New
APA
60
American Portfolios Advisors
New York
$34.5K – – –
Bessemer Group
61
Bessemer Group
New Jersey
$29K +$29K +1,610 New
CA
62
Clearstead Advisors
Ohio
$28K +$28K +1,550 New
ACM
63
Antonetti Capital Management
Florida
$24K – – –
MTWM
64
Masso Torrence Wealth Management
New Jersey
$23K +$23K +1,283 New
FF
65
FourThought Financial
Florida
$21K – – –
SWA
66
SOA Wealth Advisors
New York
$16K +$243 +14 +2%
CFGS
67
Concourse Financial Group Securities
Alabama
$13K – – –
CCM
68
Chilton Capital Management
Texas
$12K +$12K +689 New
NFG
69
Next Financial Group
Texas
$10K – – –
FFWM
70
Future Financial Wealth Management
Ohio
$10K +$10K +564 New
EIP
71
Ellis Investment Partners
Pennsylvania
$7K – – –
GWM
72
Geneos Wealth Management
Colorado
$7K – – –
ODG
73
O'Dell Group
Ohio
$6K – – –
HI
74
Harbour Investments
Wisconsin
$4K – – –
HS
75
Horan Securities
United States
$4K +$4K +200 New
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3
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