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Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Overview Fund Activity

91 hedge funds and large institutions have $126M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2020 Q4 according to their latest regulatory filings, with 21 funds opening new positions, 21 increasing their positions, 33 reducing their positions, and 12 closing their positions.

Holders
91
Holders Change
+9
Holders Change %
+10.98%
% of All Funds
1.61%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
21
Increased
21
Reduced
33
Closed
12
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RCM
1
Rivernorth Capital Management
Florida
$6.6M
2
GC
2
Guggenheim Capital
Illinois
$4.78M
3
FAM
3
Formidable Asset Management
Ohio
$1.39M
4
Morgan Stanley
4
Morgan Stanley
New York
$12.2M
5
Envestnet Asset Management
5
Envestnet Asset Management
Illinois
$1.08M

Top Sellers

1
WAM
1
Wolverine Asset Management
Illinois
$612K
2
SFS
2
Shaker Financial Services
Virginia
$4.19M
3
CA
3
Cornerstone Advisors
North Carolina
$0
4
Bank of America
4
Bank of America
North Carolina
$3.59M
5
AAM
5
Advisors Asset Management
Colorado
$3.73M
Name Holding Trade Value Shares
Change 		Shares
Change %
COLIM
51
City of London Investment Management
United Kingdom
$256K +$256K +16,861 New
WS
52
Wedbush Securities
California
$253K +$18.5K +1,215 +8%
EP
53
Eudaimonia Partners
Tennessee
$224K +$29.6K +1,946 +15%
PPA
54
Parametric Portfolio Associates
Washington
$201K -$87.1K -5,731 -30%
VF
55
Virtu Financial
New York
$191K +$191K +12,543 New
Walleye Trading
56
Walleye Trading
New York
$185K -$119K -7,842 -39%
Millennium Management
57
Millennium Management
New York
$178K +$178K +11,700 New
DAS
58
Dynamic Advisor Solutions
Arizona
$163K -$52K -3,430 -24%
CWA
59
Capital Wealth Alliance
Arizona
$161K +$161K +10,771 New
AWAP
60
Alliance Wealth Advisors (Pennsylvania)
Pennsylvania
$159K +$159K +10,465 New
TYCC
61
Texas Yale Capital Corp
Florida
$158K – – –
Carson Wealth (CWM LLC)
62
Carson Wealth (CWM LLC)
Nebraska
$134K – – –
US Bancorp
63
US Bancorp
Minnesota
$127K +$84.1K +5,535 +196%
PNC Financial Services Group
64
PNC Financial Services Group
Pennsylvania
$103K – – –
IAIM
65
International Assets Investment Management
Florida
$102K +$102K +6,702 New
Fifth Third Bancorp
66
Fifth Third Bancorp
Ohio
$97K – – –
ASN
67
Advisory Services Network
Georgia
$80K +$591 +39 +0.7%
EFSCE
68
Enterprise Financial Services Corp (EFSC)
Missouri
$61K -$76.3K -5,000 -56%
PFGIA
69
Patriot Financial Group Insurance Agency
Massachusetts
$45K -$8.11K -529 -15%
SNT
70
Security National Trust
West Virginia
$45K – – –
BWP
71
Baldwin Wealth Partners
Massachusetts
$39K – – –
PB
72
Pinnacle Bancorp
Nebraska
$33K – – –
APA
73
American Portfolios Advisors
New York
$29.5K – – –
TFGT
74
TS Financial Group (TSFG)
Illinois
$26K – – –
PGAM
75
Princeton Global Asset Management
New Jersey
$24K +$10.7K +700 +80%
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3
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