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Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Overview Fund Activity

82 hedge funds and large institutions have $106M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2020 Q3 according to their latest regulatory filings, with 13 funds opening new positions, 21 increasing their positions, 23 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
82
Holders Change
+4
Holders Change %
+5.13%
% of All Funds
1.66%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
13
Increased
21
Reduced
23
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Stifel Financial
1
Stifel Financial
Missouri
$3.75M
2
Morgan Stanley
2
Morgan Stanley
New York
$9.73M
3
WAM
3
Wolverine Asset Management
Illinois
$4.28M
4
CA
4
Cornerstone Advisors
North Carolina
$704K
5
AA
5
AQR Arbitrage
Connecticut
$973K

Top Sellers

1
Wells Fargo
1
Wells Fargo
California
$6.55M
2
FAM
2
Formidable Asset Management
Ohio
$0
3
LPL Financial
3
LPL Financial
California
$931K
4
PAG
4
Private Advisor Group
New Jersey
$1.43M
5
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$2.13M
Name Holding Trade Value Shares
Change 		Shares
Change %
EP
51
Eudaimonia Partners
Tennessee
$173K +$3.26K +241 +2%
BRWM
52
B. Riley Wealth Management
Tennessee
$172K +$172K +12,708 New
CWA
53
Capital Wealth Alliance
Arizona
$145K -$146K -10,728 Closed
TYCC
54
Texas Yale Capital Corp
Florida
$140K – – –
Carson Wealth (CWM LLC)
55
Carson Wealth (CWM LLC)
Nebraska
$134K – – –
AWM
56
Adams Wealth Management
Utah
$131K -$146K -10,790 -53%
FHA
57
Flagship Harbor Advisors
Massachusetts
$128K – – –
EFSCE
58
Enterprise Financial Services Corp (EFSC)
Missouri
$122K – – –
PNC Financial Services Group
59
PNC Financial Services Group
Pennsylvania
$92K – – –
Fifth Third Bancorp
60
Fifth Third Bancorp
Ohio
$86K – – –
ASN
61
Advisory Services Network
Georgia
$71K +$71K +5,240 New
PFGIA
62
Patriot Financial Group Insurance Agency
Massachusetts
$46K +$491 +37 +1%
SNT
63
Security National Trust
West Virginia
$40K – – –
SPIA
64
Steward Partners Investment Advisory
New York
$38K – – –
US Bancorp
65
US Bancorp
Minnesota
$38K – – –
BWP
66
Baldwin Wealth Partners
Massachusetts
$35K – – –
Citigroup
67
Citigroup
New York
$35K +$8.56K +636 +32%
PB
68
Pinnacle Bancorp
Nebraska
$30K – – –
APA
69
American Portfolios Advisors
New York
$26.3K – – –
TFGT
70
TS Financial Group (TSFG)
Illinois
$23K – – –
S
71
SignatureFD
Georgia
$21K +$21K +1,555 New
SFS
72
Sowell Financial Services
Arkansas
$18K – – –
NFG
73
Next Financial Group
Texas
$14K +$14K +1,070 New
GRP
74
Global Retirement Partners
California
$13K – – –
PGAM
75
Princeton Global Asset Management
New Jersey
$12K +$12K +870 New
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