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Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Overview Fund Activity

74 hedge funds and large institutions have $116M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2019 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 21 increasing their positions, 19 reducing their positions, and 10 closing their positions.

Holders
74
Holders Change
-1
Holders Change %
-1.33%
% of All Funds
1.63%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
9
Increased
21
Reduced
19
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
FAM
1
Formidable Asset Management
Ohio
$1.37M
2
UBS Group
2
UBS Group
Switzerland
$19.1M
3
RJFSA
3
Raymond James Financial Services Advisors
Florida
$9.24M
4
Bank of Montreal
4
Bank of Montreal
Ontario, Canada
$556K
5
AAM
5
Advisors Asset Management
Colorado
$8.6M

Top Sellers

1
SFS
1
Shaker Financial Services
Virginia
$0
2
Bank of America
2
Bank of America
North Carolina
$5.45M
3
WAM
3
Wolverine Asset Management
Illinois
$0
4
Millennium Management
4
Millennium Management
New York
$0
5
Invesco
5
Invesco
Georgia
$7.1M
Name Holding Trade Value Shares
Change 		Shares
Change %
BWP
51
Baldwin Wealth Partners
Massachusetts
$46K – – –
PB
52
Pinnacle Bancorp
Nebraska
$39K – – –
FIA
53
FNY Investment Advisers
New York
$38K +$6.66K +377 +21%
Citigroup
54
Citigroup
New York
$35K +$2.37K +133 +7%
APA
55
American Portfolios Advisors
New York
$34.6K – – –
LWM
56
Liberty Wealth Management
California
$33K +$194 +11 +0.6%
TFGT
57
TS Financial Group (TSFG)
Illinois
$31K +$31K +1,725 New
BCWM
58
Bartlett & Co Wealth Management
Ohio
$30.2K +$30.2K +1,697 New
BC
59
Bartlett & Co
Ohio
$30K +$30K +1,697 New
CFA
60
Carroll Financial Associates
North Carolina
$26K – – –
RFM
61
Royal Fund Management
Florida
$25K +$1.88K +108 +8%
SFS
62
Sowell Financial Services
Arkansas
$25K +$25K +1,400 New
ASN
63
Advisory Services Network
Georgia
$18K – – –
GRP
64
Global Retirement Partners
California
$17K – – –
WAP
65
Wealthcare Advisory Partners
Pennsylvania
$12K – – –
SIS
66
Sound Income Strategies
Florida
$11K – – –
DAM
67
Delta Asset Management
Tennessee
$11K +$190 +11 +2%
LFG
68
Larson Financial Group
Missouri
$11K +$11K +627 New
NFG
69
Next Financial Group
Texas
$9K – – –
CIAS
70
Capital Investment Advisory Services
North Carolina
$8K – – –
EIP
71
Ellis Investment Partners
Pennsylvania
$7K – – –
HS
72
Horan Securities
United States
$4K – – –
TWA
73
TCI Wealth Advisors
Arizona
$3K +$3K +143 New
SFSIG
74
San Francisco Sentry Investment Group
California
$2K +$2K +120 New
SFS
75
Shaker Financial Services
Virginia
– -$4.04M -229,212 Closed
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