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Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Overview Fund Activity

75 hedge funds and large institutions have $119M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2019 Q2 according to their latest regulatory filings, with 9 funds opening new positions, 25 increasing their positions, 17 reducing their positions, and 12 closing their positions.

Holders
75
Holders Change
-4
Holders Change %
-5.06%
% of All Funds
1.63%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
9
Increased
25
Reduced
17
Closed
12
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SFS
1
Shaker Financial Services
Virginia
$4.04M
2
WAM
2
Wolverine Asset Management
Illinois
$841K
3
Millennium Management
3
Millennium Management
New York
$618K
4
Morgan Stanley
4
Morgan Stanley
New York
$12.9M
5
UBS Group
5
UBS Group
Switzerland
$17.9M

Top Sellers

1
GC
1
Guggenheim Capital
Illinois
$0
2
AAM
2
Advisors Asset Management
Colorado
$8.14M
3
Bank of Montreal
3
Bank of Montreal
Ontario, Canada
$0
4
Janney Montgomery Scott
4
Janney Montgomery Scott
Pennsylvania
$1.31M
5
NA
5
NewEdge Advisors
Louisiana
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
PFGIA
51
Patriot Financial Group Insurance Agency
Massachusetts
$88K +$953 +54 +1%
SNT
52
Security National Trust
West Virginia
$52K – – –
US Bancorp
53
US Bancorp
Minnesota
$50K – – –
BWP
54
Baldwin Wealth Partners
Massachusetts
$46K – – –
PB
55
Pinnacle Bancorp
Nebraska
$38K – – –
APA
56
American Portfolios Advisors
New York
$34.2K – – –
LWM
57
Liberty Wealth Management
California
$33K +$21.6K +1,219 +190%
Citigroup
58
Citigroup
New York
$32K – – –
FIA
59
FNY Investment Advisers
New York
$31K -$35 -2 -0.1%
CFA
60
Carroll Financial Associates
North Carolina
$26K – – –
RFM
61
Royal Fund Management
Florida
$23K -$2.53K -146 -10%
CFGS
62
Concourse Financial Group Securities
Alabama
$22K -$17.5K -997 -44%
GAM
63
Griffin Asset Management
New York
$21K +$21K +1,175 New
JCM
64
Jacobi Capital Management
Pennsylvania
$19K – – –
ASN
65
Advisory Services Network
Georgia
$18K – – –
GRP
66
Global Retirement Partners
California
$17K – – –
PFBT
67
Parkside Financial Bank & Trust
Missouri
$17K +$17K +975 New
WAP
68
Wealthcare Advisory Partners
Pennsylvania
$11K – – –
SIS
69
Sound Income Strategies
Florida
$11K – – –
DAM
70
Delta Asset Management
Tennessee
$11K +$176 +10 +2%
NFG
71
Next Financial Group
Texas
$9K +$9K +500 New
CIAS
72
Capital Investment Advisory Services
North Carolina
$8K – – –
EIP
73
Ellis Investment Partners
Pennsylvania
$7K +$7K +448 New
GI
74
Gradient Investments
Minnesota
$5K +$5K +296 New
HS
75
Horan Securities
United States
$4K – – –
1 2
3
4