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Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Overview Fund Activity

84 hedge funds and large institutions have $105M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2018 Q4 according to their latest regulatory filings, with 22 funds opening new positions, 20 increasing their positions, 19 reducing their positions, and 7 closing their positions.

Holders
84
Holders Change
+15
Holders Change %
+21.74%
% of All Funds
1.87%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
22
Increased
20
Reduced
19
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
WAM
1
Wolverine Asset Management
Illinois
$1.99M
2
Morgan Stanley
2
Morgan Stanley
New York
$11.1M
3
SDAM
3
Shulman DeMeo Asset Management
New York
$1.35M
4
Janney Montgomery Scott
4
Janney Montgomery Scott
Pennsylvania
$1.63M
5
SFS
5
Shaker Financial Services
Virginia
$830K

Top Sellers

1
FAM
1
Formidable Asset Management
Ohio
$0
2
CWM
2
Cornerstone Wealth Management
Missouri
$0
3
GC
3
Guggenheim Capital
Illinois
$919K
4
UBS Group
4
UBS Group
Switzerland
$14.7M
5
RJA
5
Raymond James & Associates
Florida
$4.56M
Name Market Value Shares Shares
Change 		Shares
Change %
GWM
51
Geneos Wealth Management
Colorado
$100K 6,355 – –
PGWM
52
Parisi Gray Wealth Management
New Jersey
$99K 6,263 – –
AWM
53
Aevitas Wealth Management
Massachusetts
$96K 5,931 – –
PFGIA
54
Patriot Financial Group Insurance Agency
Massachusetts
$92K 5,722 +383 +7%
SNT
55
Security National Trust
West Virginia
$48K 2,976 – –
US Bancorp
56
US Bancorp
Minnesota
$46K 2,825 – –
BWP
57
Baldwin Wealth Partners
Massachusetts
$42K 2,592 – –
PB
58
Pinnacle Bancorp
Nebraska
$35K 2,181 +2,181 New
APA
59
American Portfolios Advisors
New York
$31.3K 1,944 -890 -31%
Citigroup
60
Citigroup
New York
$30K 1,831 +18 +1%
RFC
61
Regions Financial Corp
Alabama
$26K 1,641 +1,641 New
CFA
62
Carroll Financial Associates
North Carolina
$24K 1,500 – –
NFG
63
Next Financial Group
Texas
$21K 1,282 -343 -21%
JCM
64
Jacobi Capital Management
Pennsylvania
$18K 1,105 +1,105 New
ASN
65
Advisory Services Network
Georgia
$16K 1,000 – –
MFW
66
Mosaic Family Wealth
Missouri
$16K 1,000 – –
CFGS
67
Concourse Financial Group Securities
Alabama
$16K 1,000 +1,000 New
GRP
68
Global Retirement Partners
California
$15K 945 – –
Carson Wealth (CWM LLC)
69
Carson Wealth (CWM LLC)
Nebraska
$11K 675 +675 New
DAM
70
Delta Asset Management
Tennessee
$10K 615 – –
MNBTD
71
Moody National Bank Trust Division
Texas
$10K 648 – –
WAP
72
Wealthcare Advisory Partners
Pennsylvania
$10K 650 – –
SIS
73
Sound Income Strategies
Florida
$10K 609 – –
LWM
74
Liberty Wealth Management
California
$10K 643 +643 New
RFM
75
Royal Fund Management
Florida
$10K 672 +672 New
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