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Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Overview Fund Activity

69 hedge funds and large institutions have $124M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2018 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 20 increasing their positions, 18 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
69
Holders Change
+1
Holders Change %
+1.47%
% of All Funds
1.58%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
8
Increased
20
Reduced
18
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
UBS Group
1
UBS Group
Switzerland
$19.3M
2
OA
2
Oxbow Advisors
Texas
$7.44M
3
Morgan Stanley
3
Morgan Stanley
New York
$11.9M
4
PAG
4
Private Advisor Group
New Jersey
$2.11M
5
AAM
5
Advisors Asset Management
Colorado
$9.21M

Top Sellers

1
Invesco
1
Invesco
Georgia
$9.89M
2
BBPWM
2
Blue Bell Private Wealth Management
Pennsylvania
$604K
3
RJA
3
Raymond James & Associates
Florida
$6.15M
4
Wells Fargo
4
Wells Fargo
California
$12M
5
CA
5
Calton & Associates
Florida
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
BWP
51
Baldwin Wealth Partners
Massachusetts
$51K – – –
Citigroup
52
Citigroup
New York
$36K +$34K +1,710 +1,660%
NFG
53
Next Financial Group
Texas
$32K +$32K +1,625 New
CFA
54
Carroll Financial Associates
North Carolina
$29K +$29K +1,500 New
ASN
55
Advisory Services Network
Georgia
$20K – – –
GRP
56
Global Retirement Partners
California
$19K – – –
MFW
57
Mosaic Family Wealth
Missouri
$18K – – –
TC
58
Trilogy Capital
California
$17K – – –
FIA
59
FNY Investment Advisers
New York
$14K -$5.25K -270 -27%
WAP
60
Wealthcare Advisory Partners
Pennsylvania
$13K – – –
MNBTD
61
Moody National Bank Trust Division
Texas
$13K +$13K +648 New
SIS
62
Sound Income Strategies
Florida
$12K – – –
DAM
63
Delta Asset Management
Tennessee
$12K – – –
CFA
64
Camarda Financial Advisors
Florida
$11K +$11K +572 New
SWM
65
SeaCrest Wealth Management
New York
$10K – – –
THWM
66
Taylor Hoffman Wealth Management
Virginia
$9K +$9K +467 New
CCM
67
Cribstone Capital Management
Maine
$6K – – –
HS
68
Horan Securities
United States
$4K – – –
SFSIG
69
San Francisco Sentry Investment Group
California
$2K -$2K – –
CA
70
Calton & Associates
Florida
– -$258K -13,420 Closed
PA
71
Pinnacle Associates
New York
– -$197K -10,671 Closed
NMC
72
Nine Masts Capital
Hong Kong
– -$87K -4,700 Closed
Bank of Montreal
73
Bank of Montreal
Ontario, Canada
– -$47K -2,529 Closed
CF
74
Centaurus Financial
California
– -$46K -2,500 Closed
AWA
75
Acorn Wealth Advisors
Michigan
– -$26K -1,408 Closed
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