DIAX icon

Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Overview Fund Activity

68 hedge funds and large institutions have $108M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2018 Q2 according to their latest regulatory filings, with 8 funds opening new positions, 21 increasing their positions, 15 reducing their positions, and 7 closing their positions.

Holders
68
Holders Change
–
Holders Change %
0%
% of All Funds
1.56%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
8
Increased
21
Reduced
15
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Wells Fargo
1
Wells Fargo
California
$11.5M
2
UBS Group
2
UBS Group
Switzerland
$15M
3
RJA
3
Raymond James & Associates
Florida
$6.19M
4
CWM
4
Cornerstone Wealth Management
Missouri
$1.19M
5
RJFSA
5
Raymond James Financial Services Advisors
Florida
$8.69M

Top Sellers

1
1832 Asset Management
1
1832 Asset Management
Ontario, Canada
$0
2
GC
2
Guggenheim Capital
Illinois
$2.41M
3
BBPWM
3
Blue Bell Private Wealth Management
Pennsylvania
$1.06M
4
Invesco
4
Invesco
Georgia
$10.3M
5
JPMPWA
5
J.P. Morgan Private Wealth Advisors
California
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
BWP
51
Baldwin Wealth Partners
Massachusetts
$48K – – –
Bank of Montreal
52
Bank of Montreal
Ontario, Canada
$47K +$11.3K +609 +32%
CF
53
Centaurus Financial
California
$46K +$46K +2,500 New
APA
54
American Portfolios Advisors
New York
$35.9K – – –
AWA
55
Acorn Wealth Advisors
Michigan
$26K – – –
ASN
56
Advisory Services Network
Georgia
$19K – – –
MFW
57
Mosaic Family Wealth
Missouri
$18K – – –
FIA
58
FNY Investment Advisers
New York
$18K +$18K +990 New
GRP
59
Global Retirement Partners
California
$17K – – –
TC
60
Trilogy Capital
California
$16K – – –
JCM
61
Jacobi Capital Management
Pennsylvania
$13K +$6.53K +350 +101%
WAP
62
Wealthcare Advisory Partners
Pennsylvania
$12K – – –
SIS
63
Sound Income Strategies
Florida
$11K – – –
DAM
64
Delta Asset Management
Tennessee
$11K – – –
SWM
65
SeaCrest Wealth Management
New York
$9K – – –
CCM
66
Cribstone Capital Management
Maine
$5K – – –
HS
67
Horan Securities
United States
$4K – – –
SFSIG
68
San Francisco Sentry Investment Group
California
$2K -$2K – –
Citigroup
69
Citigroup
New York
$2K – – –
1832 Asset Management
70
1832 Asset Management
Ontario, Canada
– -$2.44M -136,600 Closed
JPMPWA
71
J.P. Morgan Private Wealth Advisors
California
– -$710K -39,967 Closed
Susquehanna International Group
72
Susquehanna International Group
Pennsylvania
– -$184K -10,341 Closed
TSW
73
Thompson Siegel & Walmsley
Virginia
– -$21K -1,157 Closed
SEI Investments
74
SEI Investments
Pennsylvania
– -$15K -833 Closed
BWM
75
Baystate Wealth Management
Massachusetts
– -$9K -500 Closed
1 2
3