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Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Overview Fund Activity

68 hedge funds and large institutions have $101M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2018 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 21 increasing their positions, 18 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
68
Holders Change
-6
Holders Change %
-8.11%
% of All Funds
1.56%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
21
Reduced
18
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$8.23M
2
Stifel Financial
2
Stifel Financial
Missouri
$672K
3
AAM
3
Advisors Asset Management
Colorado
$6.76M
4
RJFSA
4
Raymond James Financial Services Advisors
Florida
$7.4M
5
DADC
5
D.A. Davidson & Co
Montana
$771K

Top Sellers

1
RJA
1
Raymond James & Associates
Florida
$4.68M
2
FSA
2
Financial Sense Advisors
California
$0
3
Wells Fargo
3
Wells Fargo
California
$9.19M
4
Bank of Nova Scotia
4
Bank of Nova Scotia
Ontario, Canada
$0
5
Ameriprise
5
Ameriprise
Minnesota
$863K
Name Holding Trade Value Shares
Change 		Shares
Change %
Bank of Montreal
51
Bank of Montreal
Ontario, Canada
$34K – – –
AWA
52
Acorn Wealth Advisors
Michigan
$26K +$443 +24 +2%
TSW
53
Thompson Siegel & Walmsley
Virginia
$21K – – –
ASN
54
Advisory Services Network
Georgia
$18K – – –
MFW
55
Mosaic Family Wealth
Missouri
$18K – – –
GRP
56
Global Retirement Partners
California
$17K – – –
SEI Investments
57
SEI Investments
Pennsylvania
$15K – – –
TC
58
Trilogy Capital
California
$15K +$15K +846 New
WAP
59
Wealthcare Advisory Partners
Pennsylvania
$12K +$12K +650 New
SIS
60
Sound Income Strategies
Florida
$11K – – –
DAM
61
Delta Asset Management
Tennessee
$11K – – –
SWM
62
SeaCrest Wealth Management
New York
$9K -$4.21K -234 -32%
BWM
63
Baystate Wealth Management
Massachusetts
$9K – – –
JCM
64
Jacobi Capital Management
Pennsylvania
$6K +$104 +6 +2%
CCM
65
Cribstone Capital Management
Maine
$5K – – –
HS
66
Horan Securities
United States
$4K – – –
Citigroup
67
Citigroup
New York
$2K -$30.3K -1,561 -94%
SFSIG
68
San Francisco Sentry Investment Group
California
$2K -$2K – –
FSA
69
Financial Sense Advisors
California
– -$1.58M -83,871 Closed
Bank of Nova Scotia
70
Bank of Nova Scotia
Ontario, Canada
– -$1.18M -62,547 Closed
Millennium Management
71
Millennium Management
New York
– -$306K -16,252 Closed
LNC
72
Lincoln National Corp
Pennsylvania
– -$245K -12,995 Closed
CA
73
Calton & Associates
Florida
– -$60K -3,141 Closed
GBT
74
Grove Bank & Trust
Florida
– -$30K -1,600 Closed
PCG
75
Private Capital Group
Connecticut
– -$38 -1,564 Closed
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