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Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Overview Fund Activity

53 hedge funds and large institutions have $111M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2016 Q2 according to their latest regulatory filings, with 6 funds opening new positions, 12 increasing their positions, 28 reducing their positions, and 7 closing their positions.

Holders
53
Holders Change
-1
Holders Change %
-1.85%
% of All Funds
1.42%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
6
Increased
12
Reduced
28
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
LTFS
1
Ladenburg Thalmann Financial Services
Florida
$3.56M
2
CIA
2
Capital Investment Advisors
Georgia
$1.16M
3
1CP
3
1607 Capital Partners
Virginia
$1.61M
4
UBS Group
4
UBS Group
Switzerland
$6.76M
5
Cohen & Steers
5
Cohen & Steers
New York
$1.62M

Top Sellers

1
LPL Financial
1
LPL Financial
California
$2.76M
2
PPA
2
Parametric Portfolio Associates
Washington
$14.2M
3
1832 Asset Management
3
1832 Asset Management
Ontario, Canada
$2.93M
4
Wells Fargo
4
Wells Fargo
California
$11.8M
5
KIM
5
Karpus Investment Management
New York
$13.6M
Name Holding Trade Value Shares
Change 		Shares
Change %
MFW
51
Mosaic Family Wealth
Missouri
$15K – – –
NFG
52
Next Financial Group
Texas
$14K -$45.2K -3,130 -76%
CCM
53
Cribstone Capital Management
Maine
$4K +$4K +291 New
OC
54
Oppenheimer & Co
New York
– -$378K -26,779 Closed
Goldman Sachs
55
Goldman Sachs
New York
– -$248K -17,582 Closed
DA
56
Doliver Advisors
Texas
– -$228K -16,190 Closed
SFS
57
Shaker Financial Services
Virginia
– -$207K -14,652 Closed
LCM
58
Landscape Capital Management
New Jersey
– -$150K -10,662 Closed
AIG
59
American International Group
New York
– -$126K -8,921 Closed
AA
60
Apriem Advisors
California
– -$8K -600 Closed
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