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Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Overview Fund Activity

103 hedge funds and large institutions have $170M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2025 Q2 according to their latest regulatory filings, with 11 funds opening new positions, 25 increasing their positions, 39 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
103
Holders Change
+3
Holders Change %
+3%
% of All Funds
1.38%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.01%
New
11
Increased
25
Reduced
39
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SCM
Saba Capital Management
New York
$10.2M
2
Allspring Global Investments
Allspring Global Investments
North Carolina
$5.08M
3
SFS
Shaker Financial Services
Virginia
$6.73M
4
PAS
Park Avenue Securities
New York
$1.23M
5
LPL Financial
LPL Financial
California
$2.82M

Top Sellers

1
Bank of America
Bank of America
North Carolina
$15.8M
2
Wells Fargo
Wells Fargo
California
$8.11M
3
Morgan Stanley
Morgan Stanley
New York
$26.3M
4
UBS Group
UBS Group
Switzerland
$6.38M
5
AA
AQR Arbitrage
Connecticut
$4.98M
Name Holding Trade Value Shares
Change 		Shares
Change %
PAG
26
Private Advisor Group
New Jersey
$1.12M -$26.2K -1,829 -2%
ICM
27
Ionic Capital Management
New York
$1.04M – – –
IWC
28
Integrated Wealth Concepts
Massachusetts
$971K -$7.59K -529 -0.8%
Cetera Investment Advisers
29
Cetera Investment Advisers
Illinois
$876K +$77.3K +5,389 +10%
P
30
&Partners
Tennessee
$860K +$444K +30,957 +107%
SDAM
31
Shulman DeMeo Asset Management
New York
$860K -$1.12K -78 -0.1%
NA
32
NewEdge Advisors
Louisiana
$726K +$264K +18,402 +57%
BBPWM
33
Blue Bell Private Wealth Management
Pennsylvania
$695K +$156K +10,887 +29%
Stifel Financial
34
Stifel Financial
Missouri
$688K -$242K -16,865 -26%
Janney Montgomery Scott
35
Janney Montgomery Scott
Pennsylvania
$672K -$27.6K -1,927 -4%
FAM
36
Formidable Asset Management
Ohio
$615K – – –
DADC
37
D.A. Davidson & Co
Montana
$608K -$5.31K -370 -0.9%
Commonwealth Equity Services
38
Commonwealth Equity Services
Massachusetts
$598K -$1.44K -100 -0.2%
CL
39
Choreo LLC
Illinois
$569K -$18.6K -1,272 -3%
DAS
40
Dynamic Advisor Solutions
Arizona
$563K -$82.3K -5,738 -13%
RL
41
RPO LLC
Connecticut
$563K – – –
Cambridge Investment Research Advisors
42
Cambridge Investment Research Advisors
Iowa
$538K -$344K -23,963 -39%
RAM
43
Readystate Asset Management
Illinois
$538K -$346K -24,112 -39%
QC
44
Quantedge Capital
Singapore
$518K +$28.7K +2,000 +6%
SC
45
Stolper & Co
Oklahoma
$509K +$37.1K +2,588 +8%
SCM
46
Schnieders Capital Management
California
$463K -$7.17K -500 -2%
NFG
47
Nations Financial Group
Iowa
$434K -$51.9K -3,618 -11%
BRWA
48
B. Riley Wealth Advisors
Florida
$407K +$407K +28,414 New
IFWM
49
Institute for Wealth Management
Colorado
$406K – – –
DAS
50
Diversify Advisory Services
Utah
$377K – – –
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