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Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Overview Fund Activity

100 hedge funds and large institutions have $163M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2025 Q1 according to their latest regulatory filings, with 18 funds opening new positions, 28 increasing their positions, 31 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
100
Holders Change
+10
Holders Change %
+11.11%
% of All Funds
1.36%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
18
Increased
28
Reduced
31
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SFS
1
Shaker Financial Services
Virginia
$4M
2
NS
2
NBC Securities
Alabama
$1.05M
3
WAM
3
Wolverine Asset Management
Illinois
$3.24M
4
RAM
4
Readystate Asset Management
Illinois
$893K
5
Bank of America
5
Bank of America
North Carolina
$18.4M

Top Sellers

1
UBS Group
1
UBS Group
Switzerland
$7.19M
2
IAA
2
Independent Advisor Alliance
North Carolina
$0
3
CA
3
Cornerstone Advisors
North Carolina
$6.73M
4
1CP
4
1607 Capital Partners
Virginia
$2.58M
5
PAS
5
Park Avenue Securities
New York
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
IWC
26
Integrated Wealth Concepts
Massachusetts
$989K -$64.5K -4,450 -6%
Stifel Financial
27
Stifel Financial
Missouri
$939K -$12.9K -891 -1%
RAM
28
Readystate Asset Management
Illinois
$893K +$893K +61,626 New
Cambridge Investment Research Advisors
29
Cambridge Investment Research Advisors
Iowa
$891K +$190K +13,078 +27%
SDAM
30
Shulman DeMeo Asset Management
New York
$870K -$6.69K -462 -0.8%
Cetera Investment Advisers
31
Cetera Investment Advisers
Illinois
$807K -$133K -9,193 -14%
Janney Montgomery Scott
32
Janney Montgomery Scott
Pennsylvania
$707K +$66.1K +4,563 +10%
DAS
33
Dynamic Advisor Solutions
Arizona
$652K -$79.5K -5,485 -11%
DADC
34
D.A. Davidson & Co
Montana
$620K -$2K -138 -0.3%
FAM
35
Formidable Asset Management
Ohio
$615K -$46.5K -3,209 -7%
Commonwealth Equity Services
36
Commonwealth Equity Services
Massachusetts
$605K -$44.9K -3,099 -7%
CL
37
Choreo LLC
Illinois
$594K -$5.59K -378 -0.9%
RL
38
RPO LLC
Connecticut
$569K – – –
Mariner
39
Mariner
Kansas
$559K +$270K +18,659 +94%
BBPWM
40
Blue Bell Private Wealth Management
Pennsylvania
$544K +$229K +15,820 +73%
QC
41
Quantedge Capital
Singapore
$494K +$23.2K +1,600 +5%
NFG
42
Nations Financial Group
Iowa
$491K – – –
SC
43
Stolper & Co
Oklahoma
$477K +$5.72K +395 +1%
SCM
44
Schnieders Capital Management
California
$475K -$65.2K -4,500 -12%
NA
45
NewEdge Advisors
Louisiana
$467K +$64.3K +4,436 +16%
P
46
&Partners
Tennessee
$415K +$415K +29,001 New
IFWM
47
Institute for Wealth Management
Colorado
$410K – – –
LCM
48
Landscape Capital Management
New Jersey
$409K -$105K -7,259 -20%
GWM
49
Geneos Wealth Management
Colorado
$395K +$358K +24,725 +978%
WS
50
Wedbush Securities
California
$370K +$5.79K +400 +2%
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