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Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Overview Fund Activity

85 hedge funds and large institutions have $170M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2024 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 27 increasing their positions, 35 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
85
Holders Change
–
Holders Change %
0%
% of All Funds
1.23%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
27
Reduced
35
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$24.3M
2
SCM
2
Saba Capital Management
New York
$4.33M
3
CA
3
Cornerstone Advisors
North Carolina
$12.1M
4
RL
4
RPO LLC
Connecticut
$464K
5
Bank of America
5
Bank of America
North Carolina
$17.2M

Top Sellers

1
Wells Fargo
1
Wells Fargo
California
$10.7M
2
1CP
2
1607 Capital Partners
Virginia
$6.1M
3
AAM
3
Advisors Asset Management
Colorado
$3.57M
4
UBS Group
4
UBS Group
Switzerland
$11.4M
5
Two Sigma Investments
5
Two Sigma Investments
New York
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
Stifel Financial
26
Stifel Financial
Missouri
$984K +$12K +810 +1%
SDAM
27
Shulman DeMeo Asset Management
New York
$900K -$2.73K -184 -0.3%
Cetera Investment Advisers
28
Cetera Investment Advisers
Illinois
$865K -$30.2K -2,033 -3%
Ameriprise
29
Ameriprise
Minnesota
$845K -$178K -11,967 -17%
DAS
30
Dynamic Advisor Solutions
Arizona
$788K +$141K +9,503 +22%
QC
31
Quantedge Capital
Singapore
$762K +$285K +19,200 +60%
BRWA
32
B. Riley Wealth Advisors
Florida
$697K -$20.6K -1,383 -3%
FAM
33
Formidable Asset Management
Ohio
$677K -$207K -13,965 -23%
Janney Montgomery Scott
34
Janney Montgomery Scott
Pennsylvania
$673K -$61.8K -4,163 -8%
Osaic Holdings
35
Osaic Holdings
Arizona
$652K +$16.1K +1,083 +3%
Commonwealth Equity Services
36
Commonwealth Equity Services
Massachusetts
$651K -$45.3K -3,047 -6%
Cambridge Investment Research Advisors
37
Cambridge Investment Research Advisors
Iowa
$646K -$5.75K -387 -0.9%
DADC
38
D.A. Davidson & Co
Montana
$645K -$1.8K -121 -0.3%
SCM
39
Schnieders Capital Management
California
$565K – – –
CL
40
Choreo LLC
Illinois
$518K +$66.5K +4,482 +15%
NFG
41
Nations Financial Group
Iowa
$503K -$20.8K -1,400 -4%
SC
42
Stolper & Co
Oklahoma
$488K +$1.99K +134 +0.4%
RL
43
RPO LLC
Connecticut
$464K +$464K +31,270 New
IFWM
44
Institute for Wealth Management
Colorado
$426K – – –
NA
45
NewEdge Advisors
Louisiana
$413K +$17.4K +1,174 +4%
DAS
46
Diversify Advisory Services
Utah
$403K – – –
AWS
47
Atria Wealth Solutions
New York
$401K -$37.2K -2,457 -8%
NS
48
NBC Securities
Alabama
$378K -$8.9K -600 -2%
WS
49
Wedbush Securities
California
$377K -$905 -61 -0.2%
LWL
50
Leo Wealth LLC
Texas
$342K – – –
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