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Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Overview Fund Activity

83 hedge funds and large institutions have $166M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2024 Q1 according to their latest regulatory filings, with 10 funds opening new positions, 22 increasing their positions, 35 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
83
Holders Change
+2
Holders Change %
+2.47%
% of All Funds
1.2%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
10
Increased
22
Reduced
35
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Wells Fargo
1
Wells Fargo
California
$13.3M
2
CA
2
Cornerstone Advisors
North Carolina
$10.3M
3
AA
3
AQR Arbitrage
Connecticut
$5.92M
4
1CP
4
1607 Capital Partners
Virginia
$8.99M
5
Cetera Investment Advisers
5
Cetera Investment Advisers
Illinois
$904K

Top Sellers

1
Morgan Stanley
1
Morgan Stanley
New York
$20.1M
2
ICM
2
Ionic Capital Management
New York
$1.78M
3
SFS
3
Shaker Financial Services
Virginia
$2.86M
4
WAM
4
Wolverine Asset Management
Illinois
$3.35M
5
LSC
5
Logan Stone Capital
Illinois
$558K
Name Holding Trade Value Shares
Change 		Shares
Change %
Envestnet Asset Management
26
Envestnet Asset Management
Illinois
$1.31M -$11.7K -800 -0.9%
PAS
27
Park Avenue Securities
New York
$1.31M +$53.3K +3,632 +4%
IWC
28
Integrated Wealth Concepts
Massachusetts
$1.18M -$57.2K -3,899 -5%
Cetera Investment Advisers
29
Cetera Investment Advisers
Illinois
$904K +$904K +61,665 New
SDAM
30
Shulman DeMeo Asset Management
New York
$892K -$1.7K -116 -0.2%
FAM
31
Formidable Asset Management
Ohio
$871K -$139K -9,452 -14%
AWS
32
Atria Wealth Solutions
New York
$807K – – –
Commonwealth Equity Services
33
Commonwealth Equity Services
Massachusetts
$707K -$36.1K -2,460 -5%
DADC
34
D.A. Davidson & Co
Montana
$690K -$389K -26,515 -36%
BRWA
35
B. Riley Wealth Advisors
Florida
$628K -$89.5K -6,401 -12%
DAS
36
Dynamic Advisor Solutions
Arizona
$611K +$30.8K +2,100 +5%
Cambridge Investment Research Advisors
37
Cambridge Investment Research Advisors
Iowa
$602K -$12.5K -854 -2%
CAN
38
Cetera Advisor Networks
California
$576K -$2.6K -177 -0.4%
Janney Montgomery Scott
39
Janney Montgomery Scott
Pennsylvania
$565K +$12.9K +878 +2%
LSC
40
Logan Stone Capital
Illinois
$558K -$483K -32,960 -46%
NFG
41
Nations Financial Group
Iowa
$517K – – –
SC
42
Stolper & Co
Oklahoma
$461K +$4.21K +287 +0.9%
IFWM
43
Institute for Wealth Management
Colorado
$422K – – –
DAS
44
Diversify Advisory Services
Utah
$392K +$392K +26,891 New
Fisher Asset Management
45
Fisher Asset Management
Washington
$384K +$384K +26,182 New
NS
46
NBC Securities
Alabama
$363K -$791 -54 -0.2%
LWL
47
Leo Wealth LLC
Texas
$337K – – –
RJT
48
Raymond James Trust
Florida
$326K +$58.6K +4,000 +22%
NA
49
NewEdge Advisors
Louisiana
$311K +$49.3K +3,363 +19%
CA
50
Cetera Advisors
Colorado
$308K +$308K +20,990 New
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