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Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Overview Fund Activity

81 hedge funds and large institutions have $166M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2023 Q4 according to their latest regulatory filings, with 12 funds opening new positions, 32 increasing their positions, 27 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
81
Holders Change
+1
Holders Change %
+1.25%
% of All Funds
1.19%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
12
Increased
32
Reduced
27
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$31.1M
2
CA
2
Cornerstone Advisors
North Carolina
$8.24M
3
1CP
3
1607 Capital Partners
Virginia
$7.56M
4
Bank of America
4
Bank of America
North Carolina
$14.6M
5
AA
5
AQR Arbitrage
Connecticut
$4.4M

Top Sellers

1
RJFSA
1
Raymond James Financial Services Advisors
Florida
$9.88M
2
DADC
2
D.A. Davidson & Co
Montana
$1.03M
3
UBS Group
3
UBS Group
Switzerland
$10.8M
4
Ameriprise
4
Ameriprise
Minnesota
$1.77M
5
LPL Financial
5
LPL Financial
California
$1.82M
Name Holding Trade Value Shares
Change 		Shares
Change %
MML Investors Services
26
MML Investors Services
Massachusetts
$1.22M +$607K +43,340 +99%
PAS
27
Park Avenue Securities
New York
$1.2M +$14.4K +1,026 +1%
IWC
28
Integrated Wealth Concepts
Massachusetts
$1.19M -$143K -10,228 -11%
DADC
29
D.A. Davidson & Co
Montana
$1.03M -$643K -45,953 -38%
LSC
30
Logan Stone Capital
Illinois
$995K +$995K +71,040 New
FAM
31
Formidable Asset Management
Ohio
$964K – – –
SDAM
32
Shulman DeMeo Asset Management
New York
$853K -$3.19K -228 -0.4%
AWS
33
Atria Wealth Solutions
New York
$756K +$40.9K +2,923 +6%
BRWA
34
B. Riley Wealth Advisors
Florida
$719K +$89.6K +6,401 +14%
Commonwealth Equity Services
35
Commonwealth Equity Services
Massachusetts
$710K +$30.4K +2,167 +4%
Cambridge Investment Research Advisors
36
Cambridge Investment Research Advisors
Iowa
$587K +$28.1K +2,004 +5%
DAS
37
Dynamic Advisor Solutions
Arizona
$561K -$82.5K -5,821 -13%
CAN
38
Cetera Advisor Networks
California
$553K +$26.5K +1,895 +5%
Janney Montgomery Scott
39
Janney Montgomery Scott
Pennsylvania
$527K +$59.3K +4,232 +13%
NFG
40
Nations Financial Group
Iowa
$494K – – –
WAM
41
Weiss Asset Management
Massachusetts
$456K +$456K +32,607 New
Northwestern Mutual Wealth Management
42
Northwestern Mutual Wealth Management
Wisconsin
$441K -$14.7K -1,047 -3%
SC
43
Stolper & Co
Oklahoma
$436K +$13.4K +955 +3%
KWM
44
Kingsview Wealth Management
Oregon
$420K -$4.14K -296 -1%
EC
45
Elequin Capital
New York
$408K +$171K +12,194 +72%
IFWM
46
Institute for Wealth Management
Colorado
$403K -$47.6K -3,398 -11%
DI
47
DFPG Investments
Utah
$393K -$7.48K -534 -2%
WS
48
Wedbush Securities
California
$379K +$3.35K +239 +0.9%
NS
49
NBC Securities
Alabama
$347K -$8.79K -629 -2%
LWL
50
Leo Wealth LLC
Texas
$322K +$322K +23,000 New
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