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Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Overview Fund Activity

80 hedge funds and large institutions have $137M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2023 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 31 increasing their positions, 27 reducing their positions, and 6 closing their positions.

Holders
80
Holders Change
-2
Holders Change %
-2.44%
% of All Funds
1.28%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
6
Increased
31
Reduced
27
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
1CP
1
1607 Capital Partners
Virginia
$5.29M
2
CA
2
Cornerstone Advisors
North Carolina
$5.52M
3
Bank of America
3
Bank of America
North Carolina
$12.2M
4
AA
4
AQR Arbitrage
Connecticut
$3.02M
5
ICM
5
Ionic Capital Management
New York
$2.18M

Top Sellers

1
SFS
1
Shaker Financial Services
Virginia
$3.1M
2
MML Investors Services
2
MML Investors Services
Massachusetts
$599K
3
Wells Fargo
3
Wells Fargo
California
$7.81M
4
AAM
4
Advisors Asset Management
Colorado
$4.55M
5
RJA
5
Raymond James & Associates
Florida
$1.85M
Name Market Value Shares Shares
Change 		Shares
Change %
Envestnet Asset Management
26
Envestnet Asset Management
Illinois
$1.22M 89,250 +362 +0.4%
PAS
27
Park Avenue Securities
New York
$1.16M 84,599 +3,620 +4%
FAM
28
Formidable Asset Management
Ohio
$943K 68,861 – –
SDAM
29
Shulman DeMeo Asset Management
New York
$838K 61,188 -3 -0%
AWS
30
Atria Wealth Solutions
New York
$714K 51,075 +470 +0.9%
Commonwealth Equity Services
31
Commonwealth Equity Services
Massachusetts
$665K 48,515 -1,278 -3%
BRWA
32
B. Riley Wealth Advisors
Florida
$628K 44,924 +1,339 +3%
DAS
33
Dynamic Advisor Solutions
Arizona
$622K 45,385 +26,825 +145%
MML Investors Services
34
MML Investors Services
Massachusetts
$599K 43,738 -99,621 -69%
Cambridge Investment Research Advisors
35
Cambridge Investment Research Advisors
Iowa
$547K 39,909 -18,509 -32%
LCM
36
Landscape Capital Management
New Jersey
$520K 37,970 -20,228 -35%
CAN
37
Cetera Advisor Networks
California
$515K 37,575 +257 +0.7%
NFG
38
Nations Financial Group
Iowa
$483K 35,267 -10,686 -23%
Janney Montgomery Scott
39
Janney Montgomery Scott
Pennsylvania
$458K 33,405 +1,100 +3%
Northwestern Mutual Wealth Management
40
Northwestern Mutual Wealth Management
Wisconsin
$446K 32,526 -1,052 -3%
IFWM
41
Institute for Wealth Management
Colorado
$441K 32,204 -60 -0.2%
KWM
42
Kingsview Wealth Management
Oregon
$415K 30,288 -1,478 -5%
SC
43
Stolper & Co
Oklahoma
$414K 30,219 -504 -2%
DI
44
DFPG Investments
Utah
$379K 28,625 – –
WS
45
Wedbush Securities
California
$367K 26,811 +2,100 +8%
NS
46
NBC Securities
Alabama
$348K 25,472 +25,472 New
PA
47
Pinnacle Associates
New York
$277K 20,205 -745 -4%
KAS
48
Kestra Advisory Services
Texas
$274K 20,022 +8,256 +70%
RJT
49
Raymond James Trust
Florida
$257K 18,759 -17,889 -49%
BBPWM
50
Blue Bell Private Wealth Management
Pennsylvania
$238K 17,366 +8,625 +99%
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