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Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Overview Fund Activity

82 hedge funds and large institutions have $131M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2023 Q2 according to their latest regulatory filings, with 13 funds opening new positions, 27 increasing their positions, 25 reducing their positions, and 14 closing their positions.

Holders
82
Holders Change
-1
Holders Change %
-1.2%
% of All Funds
1.29%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.02%
New
13
Increased
27
Reduced
25
Closed
14
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Bank of America
1
Bank of America
North Carolina
$10M
2
CA
2
Cornerstone Advisors
North Carolina
$2.75M
3
TJHA
3
Thomas J. Herzfeld Advisors
Florida
$2.64M
4
SFS
4
Shaker Financial Services
Virginia
$6.17M
5
WAM
5
Wolverine Asset Management
Illinois
$3.33M

Top Sellers

1
MML Investors Services
1
MML Investors Services
Massachusetts
$2.02M
2
Cetera Investment Advisers
2
Cetera Investment Advisers
Illinois
$0
3
Baird Financial Group
3
Baird Financial Group
Wisconsin
$0
4
Morgan Stanley
4
Morgan Stanley
New York
$13.1M
5
Wells Fargo
5
Wells Fargo
California
$8.94M
Name Market Value Shares Shares
Change 		Shares
Change %
FAM
26
Formidable Asset Management
Ohio
$972K 68,861 – –
SDAM
27
Shulman DeMeo Asset Management
New York
$863K 61,191 -256 -0.4%
Cambridge Investment Research Advisors
28
Cambridge Investment Research Advisors
Iowa
$824K 58,418 -40 -0.1%
LCM
29
Landscape Capital Management
New Jersey
$821K 58,198 +35,462 +156%
AWS
30
Atria Wealth Solutions
New York
$729K 50,605 -10,970 -18%
Commonwealth Equity Services
31
Commonwealth Equity Services
Massachusetts
$703K 49,793 -3,898 -7%
AA
32
AQR Arbitrage
Connecticut
$669K 47,388 +47,388 New
NFG
33
Nations Financial Group
Iowa
$648K 45,953 -135 -0.3%
BRWA
34
B. Riley Wealth Advisors
Florida
$627K 43,585 +3,590 +9%
CAN
35
Cetera Advisor Networks
California
$527K 37,318 +3,570 +11%
RJT
36
Raymond James Trust
Florida
$517K 36,648 – –
Northwestern Mutual Wealth Management
37
Northwestern Mutual Wealth Management
Wisconsin
$474K 33,578 -798 -2%
Janney Montgomery Scott
38
Janney Montgomery Scott
Pennsylvania
$456K 32,305 +1,250 +4%
IFWM
39
Institute for Wealth Management
Colorado
$455K 32,264 -130 -0.4%
KWM
40
Kingsview Wealth Management
Oregon
$448K 31,766 -500 -2%
SC
41
Stolper & Co
Oklahoma
$434K 30,723 -711 -2%
DI
42
DFPG Investments
Utah
$408K 28,625 – –
WS
43
Wedbush Securities
California
$349K 24,711 -379 -2%
LB
44
Leo Brokerage
Texas
$325K 23,000 – –
PA
45
Pinnacle Associates
New York
$296K 20,950 +1,745 +9%
EC
46
Elequin Capital
New York
$285K 20,182 +9,577 +90%
KeyBank National Association
47
KeyBank National Association
Ohio
$282K 20,000 – –
ACM
48
AlphaStar Capital Management
North Carolina
$268K 18,997 +3,705 +24%
DAS
49
Dynamic Advisor Solutions
Arizona
$262K 18,560 -22,900 -55%
BWA
50
BDO Wealth Advisors
Florida
$253K 17,901 -598 -3%
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