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Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Overview Fund Activity

73 hedge funds and large institutions have $110M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2022 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 29 increasing their positions, 16 reducing their positions, and 11 closing their positions.

Holders
73
Holders Change
-7
Holders Change %
-8.75%
% of All Funds
1.26%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
5
Increased
29
Reduced
16
Closed
11
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
MML Investors Services
1
MML Investors Services
Massachusetts
$6.32M
2
Morgan Stanley
2
Morgan Stanley
New York
$12.9M
3
LPL Financial
3
LPL Financial
California
$2.11M
4
Bank of America
4
Bank of America
North Carolina
$5.93M
5
AWS
5
Atria Wealth Solutions
New York
$905K

Top Sellers

1
Northwestern Mutual Wealth Management
1
Northwestern Mutual Wealth Management
Wisconsin
$2.78M
2
1CP
2
1607 Capital Partners
Virginia
$0
3
Envestnet Asset Management
3
Envestnet Asset Management
Illinois
$0
4
PAS
4
Park Avenue Securities
New York
$0
5
GC
5
Guggenheim Capital
Illinois
$8.57M
Name Market Value Shares Shares
Change 		Shares
Change %
Cambridge Investment Research Advisors
26
Cambridge Investment Research Advisors
Iowa
$728K 53,974 +5,227 +11%
Commonwealth Equity Services
27
Commonwealth Equity Services
Massachusetts
$682K 50,607 +2,015 +4%
NFG
28
Nations Financial Group
Iowa
$532K 39,465 -160 -0.4%
SC
29
Stolper & Co
Oklahoma
$457K 33,895 +1,087 +3%
DAS
30
Dynamic Advisor Solutions
Arizona
$455K 33,750 +7,200 +27%
KWM
31
Kingsview Wealth Management
Oregon
$452K 33,507 -242 -0.7%
IFWM
32
Institute for Wealth Management
Colorado
$439K 32,519 -225 -0.7%
CAN
33
Cetera Advisor Networks
California
$416K 30,847 +1,310 +4%
BWA
34
BDO Wealth Advisors
Florida
$396K 29,334 – –
Janney Montgomery Scott
35
Janney Montgomery Scott
Pennsylvania
$385K 28,561 +960 +3%
MCC
36
Money Concepts Capital
Florida
$373K 27,636 +23,236 +528%
WS
37
Wedbush Securities
California
$363K 26,944 +260 +1%
Cetera Investment Advisers
38
Cetera Investment Advisers
Illinois
$332K 24,599 +423 +2%
LOIM
39
Liberty One Investment Management
Illinois
$330K 24,474 -13,240 -35%
BRWA
40
B. Riley Wealth Advisors
Florida
$328K 24,247 +24,247 New
Truist Financial
41
Truist Financial
North Carolina
$289K 21,418 -2,440 -10%
KeyBank National Association
42
KeyBank National Association
Ohio
$275K 20,368 – –
PA
43
Pinnacle Associates
New York
$264K 19,605 – –
9WM
44
9258 Wealth Management
Ohio
$243K 18,007 -1,369 -7%
OFG
45
OTA Financial Group
New York
$229K 17,026 +17,026 New
ACM
46
AlphaStar Capital Management
North Carolina
$206K 15,292 – –
CCM
47
Covington Capital Management
California
$196K 14,554 – –
EP
48
Eudaimonia Partners
Tennessee
$193K 14,327 +244 +2%
IA
49
IFP Advisors
Florida
$182K 9,093 +354 +4%
SBIA
50
Sheaff Brock Investment Advisors
Indiana
$181K 13,405 +5 +0%
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