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Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Overview Fund Activity

80 hedge funds and large institutions have $126M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2022 Q2 according to their latest regulatory filings, with 8 funds opening new positions, 34 increasing their positions, 18 reducing their positions, and 4 closing their positions.

Holders
80
Holders Change
+3
Holders Change %
+3.9%
% of All Funds
1.35%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
8
Increased
34
Reduced
18
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$13.6M
2
Bank of America
2
Bank of America
North Carolina
$5.85M
3
IWC
3
Integrated Wealth Concepts
Massachusetts
$1.45M
4
Northwestern Mutual Wealth Management
4
Northwestern Mutual Wealth Management
Wisconsin
$10.5M
5
RJFSA
5
Raymond James Financial Services Advisors
Florida
$11.1M

Top Sellers

1
SFS
1
Shaker Financial Services
Virginia
$4.32M
2
1CP
2
1607 Capital Partners
Virginia
$1.8M
3
Stifel Financial
3
Stifel Financial
Missouri
$2.68M
4
Invesco
4
Invesco
Georgia
$6.93M
5
AWS
5
Atria Wealth Solutions
New York
$183K
Name Market Value Shares Shares
Change 		Shares
Change %
RJT
26
Raymond James Trust
Florida
$946K 61,889 +17,889 +41%
Cambridge Investment Research Advisors
27
Cambridge Investment Research Advisors
Iowa
$745K 48,747 +2,446 +5%
Commonwealth Equity Services
28
Commonwealth Equity Services
Massachusetts
$742K 48,592 -1,376 -3%
LOIM
29
Liberty One Investment Management
Illinois
$642K 37,714 +3,673 +11%
NFG
30
Nations Financial Group
Iowa
$605K 39,625 +1,000 +3%
KWM
31
Kingsview Wealth Management
Oregon
$516K 33,749 +900 +3%
SC
32
Stolper & Co
Oklahoma
$501K 32,808 +38 +0.1%
IFWM
33
Institute for Wealth Management
Colorado
$500K 32,744 -60 -0.2%
CAN
34
Cetera Advisor Networks
California
$452K 29,537 +19,146 +184%
BWA
35
BDO Wealth Advisors
Florida
$448K 29,334 – –
Janney Montgomery Scott
36
Janney Montgomery Scott
Pennsylvania
$412K 27,601 +5,055 +22%
WS
37
Wedbush Securities
California
$408K 26,684 +245 +0.9%
DAS
38
Dynamic Advisor Solutions
Arizona
$406K 26,550 -385 -1%
Cetera Investment Advisers
39
Cetera Investment Advisers
Illinois
$369K 24,176 +12,714 +111%
Truist Financial
40
Truist Financial
North Carolina
$365K 23,858 -1,569 -6%
LB
41
Leo Brokerage
Texas
$351K 23,000 – –
KeyBank National Association
42
KeyBank National Association
Ohio
$311K 20,368 – –
PA
43
Pinnacle Associates
New York
$300K 19,605 – –
9WM
44
9258 Wealth Management
Ohio
$296K 19,376 -1,185 -6%
Northern Trust
45
Northern Trust
Illinois
$241K 15,778 +42 +0.3%
ACM
46
AlphaStar Capital Management
North Carolina
$234K 15,292 +2,296 +18%
CCM
47
Covington Capital Management
California
$222K 14,554 – –
EP
48
Eudaimonia Partners
Tennessee
$215K 14,083 +25 +0.2%
SBIA
49
Sheaff Brock Investment Advisors
Indiana
$205K 13,400 +15 +0.1%
ICMP
50
Integrated Capital Management (Pennsylvania)
Pennsylvania
$197K 12,660 +477 +4%
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