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Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Overview Fund Activity

79 hedge funds and large institutions have $138M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2021 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 32 increasing their positions, 22 reducing their positions, and 13 closing their positions.

Holders
79
Holders Change
-10
Holders Change %
-11.24%
% of All Funds
1.39%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
6
Increased
32
Reduced
22
Closed
13
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Northwestern Mutual Wealth Management
1
Northwestern Mutual Wealth Management
Wisconsin
$9.13M
2
GC
2
Guggenheim Capital
Illinois
$10.2M
3
Invesco
3
Invesco
Georgia
$9.88M
4
UBS Group
4
UBS Group
Switzerland
$12M
5
RJFSA
5
Raymond James Financial Services Advisors
Florida
$11.4M

Top Sellers

1
RCM
1
Rivernorth Capital Management
Florida
$518K
2
SDAM
2
Shulman DeMeo Asset Management
New York
$0
3
ICM
3
Ionic Capital Management
New York
$0
4
1CP
4
1607 Capital Partners
Virginia
$5M
5
Morgan Stanley
5
Morgan Stanley
New York
$14.7M
Name Market Value Shares Shares
Change 		Shares
Change %
Commonwealth Equity Services
26
Commonwealth Equity Services
Massachusetts
$834K 49,803 -1,059 -2%
RJT
27
Raymond James Trust
Florida
$765K 45,685 – –
Cambridge Investment Research Advisors
28
Cambridge Investment Research Advisors
Iowa
$727K 43,401 +321 +0.7%
NFG
29
Nations Financial Group
Iowa
$648K 38,675 +400 +1%
LOIM
30
Liberty One Investment Management
Illinois
$639K 38,123 +409 +1%
KWM
31
Kingsview Wealth Management
Oregon
$553K 32,997 +1,300 +4%
IFWM
32
Institute for Wealth Management
Colorado
$550K 32,852 -120 -0.4%
Bank of Montreal
33
Bank of Montreal
Ontario, Canada
$549K 31,112 -8,698 -22%
BWA
34
BDO Wealth Advisors
Florida
$528K 31,496 -421 -1%
RCM
35
Rivernorth Capital Management
Florida
$518K 30,764 -472,002 -94%
SC
36
Stolper & Co
Oklahoma
$476K 28,403 +1,921 +7%
Truist Financial
37
Truist Financial
North Carolina
$422K 25,217 +681 +3%
DAS
38
Dynamic Advisor Solutions
Arizona
$388K 23,150 +7,500 +48%
LB
39
Leo Brokerage
Texas
$385K 23,000 – –
Janney Montgomery Scott
40
Janney Montgomery Scott
Pennsylvania
$375K 22,396 +3,385 +18%
9WM
41
9258 Wealth Management
Ohio
$351K 20,945 +11 +0.1%
PA
42
Pinnacle Associates
New York
$344K 20,555 -1,350 -6%
KeyBank National Association
43
KeyBank National Association
Ohio
$341K 20,368 – –
WS
44
Wedbush Securities
California
$328K 19,572 +175 +0.9%
Mirae Asset Global Investments
45
Mirae Asset Global Investments
South Korea
$324K 19,333 -38,399 -67%
CCM
46
Covington Capital Management
California
$244K 14,554 -2,400 -14%
EP
47
Eudaimonia Partners
Tennessee
$229K 13,674 +209 +2%
ACM
48
AlphaStar Capital Management
North Carolina
$227K 12,996 – –
SBIA
49
Sheaff Brock Investment Advisors
Indiana
$223K 13,285 +13,285 New
Northern Trust
50
Northern Trust
Illinois
$222K 13,236 – –
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