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Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Overview Fund Activity

89 hedge funds and large institutions have $149M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2021 Q2 according to their latest regulatory filings, with 8 funds opening new positions, 35 increasing their positions, 24 reducing their positions, and 13 closing their positions.

Holders
89
Holders Change
-5
Holders Change %
-5.32%
% of All Funds
1.55%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
8
Increased
35
Reduced
24
Closed
13
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
GC
1
Guggenheim Capital
Illinois
$9.16M
2
Invesco
2
Invesco
Georgia
$9.64M
3
Wells Fargo
3
Wells Fargo
California
$9.78M
4
Bank of Montreal
4
Bank of Montreal
Ontario, Canada
$715K
5
RJFSA
5
Raymond James Financial Services Advisors
Florida
$11.2M

Top Sellers

1
ICM
1
Ionic Capital Management
New York
$692K
2
RCM
2
Rivernorth Capital Management
Florida
$8.56M
3
CA
3
Cornerstone Advisors
North Carolina
$0
4
Bank of America
4
Bank of America
North Carolina
$4.92M
5
LCM
5
Landscape Capital Management
New Jersey
$0
Name Market Value Shares Shares
Change 		Shares
Change %
DADC
26
D.A. Davidson & Co
Montana
$1.12M 65,975 +2,375 +4%
LPL Financial
27
LPL Financial
California
$1.07M 62,893 +15,976 +34%
Mirae Asset Global Investments
28
Mirae Asset Global Investments
South Korea
$983K 57,732 +16,312 +39%
Commonwealth Equity Services
29
Commonwealth Equity Services
Massachusetts
$865K 50,862 +6,544 +15%
RJT
30
Raymond James Trust
Florida
$778K 45,685 +4,695 +11%
Cambridge Investment Research Advisors
31
Cambridge Investment Research Advisors
Iowa
$733K 43,080 +7,980 +23%
Bank of Montreal
32
Bank of Montreal
Ontario, Canada
$715K 39,810 +39,810 New
ICM
33
Ionic Capital Management
New York
$692K 40,635 -255,916 -86%
NFG
34
Nations Financial Group
Iowa
$651K 38,275 +1,400 +4%
LOIM
35
Liberty One Investment Management
Illinois
$642K 37,714 -5,045 -12%
IFWM
36
Institute for Wealth Management
Colorado
$561K 32,972 -24 -0.1%
BWA
37
BDO Wealth Advisors
Florida
$543K 31,917 -163 -0.5%
KWM
38
Kingsview Wealth Management
Oregon
$542K 31,697 +6,153 +24%
SC
39
Stolper & Co
Oklahoma
$451K 26,482 +26,482 New
Truist Financial
40
Truist Financial
North Carolina
$418K 24,536 +85 +0.3%
LB
41
Leo Brokerage
Texas
$391K 23,000 – –
PA
42
Pinnacle Associates
New York
$373K 21,905 -150 -0.7%
9WM
43
9258 Wealth Management
Ohio
$356K 20,934 -2,165 -9%
KeyBank National Association
44
KeyBank National Association
Ohio
$347K 20,368 – –
WS
45
Wedbush Securities
California
$330K 19,397 +1,475 +8%
Janney Montgomery Scott
46
Janney Montgomery Scott
Pennsylvania
$324K 19,011 +570 +3%
CCM
47
Covington Capital Management
California
$289K 16,954 – –
DAS
48
Dynamic Advisor Solutions
Arizona
$266K 15,650 +15,650 New
Baird Financial Group
49
Baird Financial Group
Wisconsin
$240K 14,104 +14,104 New
EP
50
Eudaimonia Partners
Tennessee
$229K 13,465 -778 -5%
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