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Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Overview Fund Activity

94 hedge funds and large institutions have $143M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2021 Q1 according to their latest regulatory filings, with 13 funds opening new positions, 29 increasing their positions, 30 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
94
Holders Change
+3
Holders Change %
+3.3%
% of All Funds
1.66%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
13
Increased
29
Reduced
30
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RCM
1
Rivernorth Capital Management
Florida
$10.2M
2
Morgan Stanley
2
Morgan Stanley
New York
$14.9M
3
Bank of America
3
Bank of America
North Carolina
$5.59M
4
CA
4
Cornerstone Advisors
North Carolina
$1.46M
5
ICM
5
Ionic Capital Management
New York
$4.82M

Top Sellers

1
LCM
1
Landscape Capital Management
New Jersey
$763K
2
Bank of Montreal
2
Bank of Montreal
Ontario, Canada
$0
3
AA
3
AQR Arbitrage
Connecticut
$846K
4
UBS Group
4
UBS Group
Switzerland
$10.7M
5
WAM
5
Wolverine Asset Management
Illinois
$263K
Name Holding Trade Value Shares
Change 		Shares
Change %
Envestnet Asset Management
26
Envestnet Asset Management
Illinois
$1.08M -$69.8K -4,299 -6%
DADC
27
D.A. Davidson & Co
Montana
$1.03M +$259K +15,945 +33%
PAS
28
Park Avenue Securities
New York
$1.03M +$2.11K +130 +0.2%
AA
29
AQR Arbitrage
Connecticut
$846K -$528K -32,513 -38%
LCM
30
Landscape Capital Management
New Jersey
$763K -$913K -56,187 -54%
LPL Financial
31
LPL Financial
California
$762K -$298K -18,330 -28%
Commonwealth Equity Services
32
Commonwealth Equity Services
Massachusetts
$720K -$65.9K -4,058 -8%
HCIA
33
Hochman Cole Investment Advisors
Illinois
$696K +$10.9K +672 +2%
LOIM
34
Liberty One Investment Management
Illinois
$695K -$1.77K -109 -0.3%
Mirae Asset Global Investments
35
Mirae Asset Global Investments
South Korea
$673K +$75.3K +4,637 +13%
RJT
36
Raymond James Trust
Florida
$666K +$118K +7,280 +22%
NFG
37
Nations Financial Group
Iowa
$599K -$7.72K -475 -1%
Cambridge Investment Research Advisors
38
Cambridge Investment Research Advisors
Iowa
$570K -$4.61K -284 -0.8%
IFWM
39
Institute for Wealth Management
Colorado
$536K -$1.17K -72 -0.2%
BWA
40
BDO Wealth Advisors
Florida
$521K +$521K +32,080 New
KWM
41
Kingsview Wealth Management
Oregon
$416K +$98K +6,020 +31%
Truist Financial
42
Truist Financial
North Carolina
$397K +$34.1K +2,099 +9%
9WM
43
9258 Wealth Management
Ohio
$375K -$56.4K -3,473 -13%
LB
44
Leo Brokerage
Texas
$374K – – –
PA
45
Pinnacle Associates
New York
$358K – – –
KeyBank National Association
46
KeyBank National Association
Ohio
$331K – – –
Janney Montgomery Scott
47
Janney Montgomery Scott
Pennsylvania
$300K -$1.76K -108 -0.6%
WS
48
Wedbush Securities
California
$291K +$20.7K +1,272 +8%
Walleye Trading
49
Walleye Trading
New York
$288K +$89.8K +5,522 +45%
CCM
50
Covington Capital Management
California
$275K +$275K +16,954 New
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