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Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Overview Fund Activity

91 hedge funds and large institutions have $126M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2020 Q4 according to their latest regulatory filings, with 21 funds opening new positions, 21 increasing their positions, 33 reducing their positions, and 12 closing their positions.

Holders
91
Holders Change
+9
Holders Change %
+10.98%
% of All Funds
1.61%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
21
Increased
21
Reduced
33
Closed
12
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RCM
1
Rivernorth Capital Management
Florida
$6.6M
2
GC
2
Guggenheim Capital
Illinois
$4.78M
3
FAM
3
Formidable Asset Management
Ohio
$1.39M
4
Morgan Stanley
4
Morgan Stanley
New York
$12.2M
5
Envestnet Asset Management
5
Envestnet Asset Management
Illinois
$1.08M

Top Sellers

1
WAM
1
Wolverine Asset Management
Illinois
$612K
2
SFS
2
Shaker Financial Services
Virginia
$4.19M
3
CA
3
Cornerstone Advisors
North Carolina
$0
4
Bank of America
4
Bank of America
North Carolina
$3.59M
5
AAM
5
Advisors Asset Management
Colorado
$3.73M
Name Holding Trade Value Shares
Change 		Shares
Change %
Envestnet Asset Management
26
Envestnet Asset Management
Illinois
$1.08M +$1.08M +70,784 New
LPL Financial
27
LPL Financial
California
$992K -$53.7K -3,534 -5%
PAS
28
Park Avenue Securities
New York
$964K +$964K +63,449 New
Ameriprise
29
Ameriprise
Minnesota
$841K -$159K -10,667 -16%
Bank of Montreal
30
Bank of Montreal
Ontario, Canada
$779K +$21K +1,397 +3%
Commonwealth Equity Services
31
Commonwealth Equity Services
Massachusetts
$735K -$78.4K -5,161 -10%
DADC
32
D.A. Davidson & Co
Montana
$724K +$27.7K +1,822 +4%
LOIM
33
Liberty One Investment Management
Illinois
$652K -$25.8K -1,697 -4%
HCIA
34
Hochman Cole Investment Advisors
Illinois
$641K +$641K +42,140 New
WAM
35
Wolverine Asset Management
Illinois
$612K -$4.19M -276,043 -87%
NFG
36
Nations Financial Group
Iowa
$568K -$4.56K -300 -0.8%
Mirae Asset Global Investments
37
Mirae Asset Global Investments
South Korea
$559K +$191K +12,565 +52%
Cambridge Investment Research Advisors
38
Cambridge Investment Research Advisors
Iowa
$538K +$2.72K +179 +0.5%
RJT
39
Raymond James Trust
Florida
$512K +$233K +15,351 +84%
IFWM
40
Institute for Wealth Management
Colorado
$503K -$38.9K -2,560 -7%
9WM
41
9258 Wealth Management
Ohio
$404K -$67.7K -4,451 -14%
LFF
42
Level Four Financial
Texas
$356K +$356K +23,414 New
LB
43
Leo Brokerage
Texas
$350K +$350K +23,000 New
Truist Financial
44
Truist Financial
North Carolina
$340K -$45.6K -2,997 -12%
PA
45
Pinnacle Associates
New York
$335K -$6.08K -400 -2%
KeyBank National Association
46
KeyBank National Association
Ohio
$310K – – –
KWM
47
Kingsview Wealth Management
Oregon
$297K -$76.1K -5,000 -20%
Janney Montgomery Scott
48
Janney Montgomery Scott
Pennsylvania
$282K +$13.5K +888 +5%
Citigroup
49
Citigroup
New York
$279K +$239K +15,754 +606%
QC
50
Quantedge Capital
Singapore
$272K +$272K +17,900 New
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