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Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Overview Fund Activity

82 hedge funds and large institutions have $106M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2020 Q3 according to their latest regulatory filings, with 13 funds opening new positions, 21 increasing their positions, 23 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
82
Holders Change
+4
Holders Change %
+5.13%
% of All Funds
1.66%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
13
Increased
21
Reduced
23
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Stifel Financial
1
Stifel Financial
Missouri
$3.75M
2
Morgan Stanley
2
Morgan Stanley
New York
$9.73M
3
WAM
3
Wolverine Asset Management
Illinois
$4.28M
4
CA
4
Cornerstone Advisors
North Carolina
$704K
5
AA
5
AQR Arbitrage
Connecticut
$973K

Top Sellers

1
Wells Fargo
1
Wells Fargo
California
$6.55M
2
FAM
2
Formidable Asset Management
Ohio
$0
3
LPL Financial
3
LPL Financial
California
$931K
4
PAG
4
Private Advisor Group
New Jersey
$1.43M
5
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$2.13M
Name Holding Trade Value Shares
Change 		Shares
Change %
Commonwealth Equity Services
26
Commonwealth Equity Services
Massachusetts
$724K -$72.1K -5,335 -9%
CA
27
Cornerstone Advisors
North Carolina
$704K +$704K +51,997 New
Bank of Montreal
28
Bank of Montreal
Ontario, Canada
$683K +$73.1K +5,389 +12%
DADC
29
D.A. Davidson & Co
Montana
$620K -$201K -14,872 -24%
LCM
30
Landscape Capital Management
New Jersey
$611K – – –
LOIM
31
Liberty One Investment Management
Illinois
$603K -$131K -9,692 -18%
Walleye Capital
32
Walleye Capital
New York
$594K +$442K +32,711 +292%
NFG
33
Nations Financial Group
Iowa
$509K -$8.11K -600 -2%
IFWM
34
Institute for Wealth Management
Colorado
$482K – – –
Cambridge Investment Research Advisors
35
Cambridge Investment Research Advisors
Iowa
$476K +$34K +2,513 +8%
WAM
36
Weiss Asset Management
Massachusetts
$407K +$407K +30,100 New
9WM
37
9258 Wealth Management
Ohio
$395K -$82.5K -6,483 -17%
Truist Financial
38
Truist Financial
North Carolina
$343K -$6.05K -447 -2%
KWM
39
Kingsview Wealth Management
Oregon
$332K -$13.1K -966 -4%
Mirae Asset Global Investments
40
Mirae Asset Global Investments
South Korea
$328K +$328K +24,218 New
PA
41
Pinnacle Associates
New York
$304K -$18.7K -1,379 -6%
KeyBank National Association
42
KeyBank National Association
Ohio
$276K – – –
Walleye Trading
43
Walleye Trading
New York
$271K +$271K +20,036 New
PPA
44
Parametric Portfolio Associates
Washington
$256K +$256K +18,952 New
RJT
45
Raymond James Trust
Florida
$248K – – –
Janney Montgomery Scott
46
Janney Montgomery Scott
Pennsylvania
$239K +$38.6K +2,850 +19%
WS
47
Wedbush Securities
California
$209K +$18.8K +1,390 +10%
FSA
48
Financial Sense Advisors
California
$199K +$199K +14,713 New
CRC
49
Curi RMB Capital
Illinois
$195K +$195K +14,412 New
DAS
50
Dynamic Advisor Solutions
Arizona
$192K -$16.2K -1,200 -8%
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