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Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Overview Fund Activity

78 hedge funds and large institutions have $104M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2020 Q2 according to their latest regulatory filings, with 3 funds opening new positions, 24 increasing their positions, 31 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
78
Holders Change
-6
Holders Change %
-7.14%
% of All Funds
1.6%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
3
Increased
24
Reduced
31
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Northwestern Mutual Wealth Management
1
Northwestern Mutual Wealth Management
Wisconsin
$4.46M
2
1CP
2
1607 Capital Partners
Virginia
$4.15M
3
WAM
3
Wolverine Asset Management
Illinois
$3.4M
4
GC
4
Guggenheim Capital
Illinois
$2.35M
5
SFS
5
Shaker Financial Services
Virginia
$4.55M

Top Sellers

1
UBS Group
1
UBS Group
Switzerland
$9.82M
2
MGWM
2
Marks Group Wealth Management
Minnesota
$0
3
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$2.92M
4
RJA
4
Raymond James & Associates
Florida
$3.01M
5
Morgan Stanley
5
Morgan Stanley
New York
$8.52M
Name Holding Trade Value Shares
Change 		Shares
Change %
Commonwealth Equity Services
26
Commonwealth Equity Services
Massachusetts
$801K -$221K -16,208 -22%
LOIM
27
Liberty One Investment Management
Illinois
$738K +$375K +27,571 +103%
LCM
28
Landscape Capital Management
New Jersey
$615K +$298K +21,919 +94%
Bank of Montreal
29
Bank of Montreal
Ontario, Canada
$613K +$233K +17,056 +61%
NFG
30
Nations Financial Group
Iowa
$521K +$15K +1,100 +3%
9WM
31
9258 Wealth Management
Ohio
$510K – – –
IFWM
32
Institute for Wealth Management
Colorado
$485K – – –
Cambridge Investment Research Advisors
33
Cambridge Investment Research Advisors
Iowa
$445K +$4K +294 +0.9%
Stifel Financial
34
Stifel Financial
Missouri
$429K +$180K +13,241 +72%
Truist Financial
35
Truist Financial
North Carolina
$351K +$43.6K +3,204 +14%
KWM
36
Kingsview Wealth Management
Oregon
$347K -$227K -16,689 -40%
PA
37
Pinnacle Associates
New York
$324K +$340 +25 +0.1%
AA
38
AQR Arbitrage
Connecticut
$302K +$134K +9,829 +79%
AWM
39
Adams Wealth Management
Utah
$278K -$10.7K -786 -4%
KeyBank National Association
40
KeyBank National Association
Ohio
$277K – – –
RJT
41
Raymond James Trust
Florida
$250K +$95K +6,977 +61%
OFG
42
OTA Financial Group
New York
$230K -$229K -16,898 -50%
DAS
43
Dynamic Advisor Solutions
Arizona
$209K -$32K -2,356 -13%
Janney Montgomery Scott
44
Janney Montgomery Scott
Pennsylvania
$202K +$24.5K +1,795 +14%
WS
45
Wedbush Securities
California
$191K -$41.6K -3,056 -18%
EP
46
Eudaimonia Partners
Tennessee
$171K -$23.9K -1,752 -12%
MA
47
Montag & Associates
Georgia
$160K – – –
VFA
48
Valeo Financial Advisors
Indiana
$153K +$6.11K +449 +4%
Walleye Capital
49
Walleye Capital
New York
$152K +$16.3K +1,202 +12%
CWA
50
Capital Wealth Alliance
Arizona
$146K -$43.3K -3,181 -23%
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