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Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Overview Fund Activity

75 hedge funds and large institutions have $119M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2019 Q2 according to their latest regulatory filings, with 9 funds opening new positions, 25 increasing their positions, 17 reducing their positions, and 12 closing their positions.

Holders
75
Holders Change
-4
Holders Change %
-5.06%
% of All Funds
1.63%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
9
Increased
25
Reduced
17
Closed
12
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SFS
1
Shaker Financial Services
Virginia
$4.04M
2
WAM
2
Wolverine Asset Management
Illinois
$841K
3
Millennium Management
3
Millennium Management
New York
$618K
4
Morgan Stanley
4
Morgan Stanley
New York
$12.9M
5
UBS Group
5
UBS Group
Switzerland
$17.9M

Top Sellers

1
GC
1
Guggenheim Capital
Illinois
$0
2
AAM
2
Advisors Asset Management
Colorado
$8.14M
3
Bank of Montreal
3
Bank of Montreal
Ontario, Canada
$0
4
Janney Montgomery Scott
4
Janney Montgomery Scott
Pennsylvania
$1.31M
5
NA
5
NewEdge Advisors
Louisiana
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
PA
26
Pinnacle Associates
New York
$678K -$3.52K -200 -0.5%
Millennium Management
27
Millennium Management
New York
$618K +$618K +35,100 New
Cambridge Investment Research Advisors
28
Cambridge Investment Research Advisors
Iowa
$617K -$24.9K -1,413 -4%
NFG
29
Nations Financial Group
Iowa
$597K +$22.9K +1,300 +4%
SWP
30
Stratos Wealth Partners
Ohio
$510K +$3K +170 +0.6%
AG
31
Advisor Group
Arizona
$426K +$103K +5,824 +32%
Stifel Financial
32
Stifel Financial
Missouri
$398K +$28.2K +1,594 +8%
KeyBank National Association
33
KeyBank National Association
Ohio
$390K – – –
MML Investors Services
34
MML Investors Services
Massachusetts
$327K +$67.5K +3,828 +26%
DAS
35
Dynamic Advisor Solutions
Arizona
$321K +$12.1K +686 +4%
WS
36
Wedbush Securities
California
$244K +$244K +13,835 New
FHA
37
Flagship Harbor Advisors
Massachusetts
$238K -$10.3K -588 -4%
PFA
38
Pettinga Financial Advisors
Indiana
$221K – – –
MA
39
Montag & Associates
Georgia
$212K +$4.16K +236 +2%
CA
40
Calton & Associates
Florida
$193K -$9.01K -512 -4%
SPIA
41
Steward Partners Investment Advisory
New York
$192K +$580 +33 +0.3%
VFA
42
Valeo Financial Advisors
Indiana
$190K – – –
WAM
43
Weiss Asset Management
Massachusetts
$188K +$188K +10,690 New
TYCC
44
Texas Yale Capital Corp
Florida
$183K -$183K -10,368 -50%
EFSCE
45
Enterprise Financial Services Corp (EFSC)
Missouri
$180K – – –
RJT
46
Raymond James Trust
Florida
$180K – – –
Carson Wealth (CWM LLC)
47
Carson Wealth (CWM LLC)
Nebraska
$134K – – –
PNC Financial Services Group
48
PNC Financial Services Group
Pennsylvania
$128K – – –
Fifth Third Bancorp
49
Fifth Third Bancorp
Ohio
$112K – – –
GWM
50
Geneos Wealth Management
Colorado
$111K – – –
1
2
3 4