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Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Overview Fund Activity

84 hedge funds and large institutions have $105M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2018 Q4 according to their latest regulatory filings, with 22 funds opening new positions, 20 increasing their positions, 19 reducing their positions, and 7 closing their positions.

Holders
84
Holders Change
+15
Holders Change %
+21.74%
% of All Funds
1.87%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
22
Increased
20
Reduced
19
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
WAM
1
Wolverine Asset Management
Illinois
$1.99M
2
Morgan Stanley
2
Morgan Stanley
New York
$11.1M
3
SDAM
3
Shulman DeMeo Asset Management
New York
$1.35M
4
Janney Montgomery Scott
4
Janney Montgomery Scott
Pennsylvania
$1.63M
5
SFS
5
Shaker Financial Services
Virginia
$830K

Top Sellers

1
FAM
1
Formidable Asset Management
Ohio
$0
2
CWM
2
Cornerstone Wealth Management
Missouri
$0
3
GC
3
Guggenheim Capital
Illinois
$919K
4
UBS Group
4
UBS Group
Switzerland
$14.7M
5
RJA
5
Raymond James & Associates
Florida
$4.56M
Name Market Value Shares Shares
Change 		Shares
Change %
1CP
26
1607 Capital Partners
Virginia
$690K 42,775 +42,775 New
Ameriprise
27
Ameriprise
Minnesota
$654K 39,599 -6,398 -14%
BCA
28
Benchmark Capital Advisors
New York
$600K 37,206 – –
WAM
29
Weiss Asset Management
Massachusetts
$567K 35,158 +35,158 New
PA
30
Pinnacle Associates
New York
$560K 34,726 +34,726 New
Cambridge Investment Research Advisors
31
Cambridge Investment Research Advisors
Iowa
$518K 32,109 +207 +0.6%
NFG
32
Nations Financial Group
Iowa
$491K 30,450 +1,950 +7%
SWP
33
Stratos Wealth Partners
Ohio
$387K 24,015 +1,475 +7%
Stifel Financial
34
Stifel Financial
Missouri
$362K 22,569 +8,216 +57%
KeyBank National Association
35
KeyBank National Association
Ohio
$357K 22,168 – –
ACM
36
Arlington Capital Management
Illinois
$315K 19,555 +19,555 New
DAS
37
Dynamic Advisor Solutions
Arizona
$304K 17,692 -2,953 -14%
AG
38
Advisor Group
Arizona
$297K 18,451 +2,617 +17%
FHA
39
Flagship Harbor Advisors
Massachusetts
$229K 14,243 -339 -2%
AIC
40
Ameritas Investment Company
Nebraska
$216K 13,384 +13,384 New
MML Investors Services
41
MML Investors Services
Massachusetts
$206K 12,787 -2,770 -18%
IA
42
IFP Advisors
Florida
$196K 12,387 -4,892 -28%
MA
43
Montag & Associates
Georgia
$190K 11,787 – –
PFA
44
Pettinga Financial Advisors
Indiana
$185K 11,467 +11,467 New
SPIA
45
Steward Partners Investment Advisory
New York
$180K 11,167 +4,199 +60%
WS
46
Wedbush Securities
California
$179K 11,135 +11,135 New
TYCC
47
Texas Yale Capital Corp
Florida
$167K 10,368 – –
BBPWM
48
Blue Bell Private Wealth Management
Pennsylvania
$143K 8,864 -21,654 -71%
PNC Financial Services Group
49
PNC Financial Services Group
Pennsylvania
$122K 7,635 – –
Fifth Third Bancorp
50
Fifth Third Bancorp
Ohio
$103K 6,359 -938 -13%
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