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Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Overview Fund Activity

69 hedge funds and large institutions have $124M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2018 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 20 increasing their positions, 18 reducing their positions, and 7 closing their positions.

Holders
69
Holders Change
+1
Holders Change %
+1.47%
% of All Funds
1.58%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
8
Increased
20
Reduced
18
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
UBS Group
1
UBS Group
Switzerland
$19.3M
2
OA
2
Oxbow Advisors
Texas
$7.44M
3
Morgan Stanley
3
Morgan Stanley
New York
$11.9M
4
PAG
4
Private Advisor Group
New Jersey
$2.11M
5
AAM
5
Advisors Asset Management
Colorado
$9.21M

Top Sellers

1
Invesco
1
Invesco
Georgia
$9.89M
2
BBPWM
2
Blue Bell Private Wealth Management
Pennsylvania
$604K
3
RJA
3
Raymond James & Associates
Florida
$6.15M
4
Wells Fargo
4
Wells Fargo
California
$12M
5
CA
5
Calton & Associates
Florida
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
Cambridge Investment Research Advisors
26
Cambridge Investment Research Advisors
Iowa
$631K -$45.3K -2,292 -7%
BBPWM
27
Blue Bell Private Wealth Management
Pennsylvania
$604K -$527K -26,629 -47%
NFG
28
Nations Financial Group
Iowa
$564K – – –
SWP
29
Stratos Wealth Partners
Ohio
$446K +$73.2K +3,700 +20%
KeyBank National Association
30
KeyBank National Association
Ohio
$439K – – –
NA
31
NewEdge Advisors
Louisiana
$423K +$423K +21,355 New
DAS
32
Dynamic Advisor Solutions
Arizona
$409K -$20.4K -1,028 -5%
IA
33
IFP Advisors
Florida
$342K +$140K +7,095 +70%
AG
34
Advisor Group
Arizona
$314K -$20.1K -1,015 -6%
MML Investors Services
35
MML Investors Services
Massachusetts
$308K +$308K +15,557 New
FHA
36
Flagship Harbor Advisors
Massachusetts
$290K – – –
Stifel Financial
37
Stifel Financial
Missouri
$285K +$84.1K +4,236 +42%
MA
38
Montag & Associates
Georgia
$233K – – –
TYCC
39
Texas Yale Capital Corp
Florida
$205K – – –
RJT
40
Raymond James Trust
Florida
$201K – – –
PNC Financial Services Group
41
PNC Financial Services Group
Pennsylvania
$150K – – –
Fifth Third Bancorp
42
Fifth Third Bancorp
Ohio
$144K +$18.5K +938 +15%
SPIA
43
Steward Partners Investment Advisory
New York
$138K – – –
GWM
44
Geneos Wealth Management
Colorado
$125K +$73.7K +3,745 +143%
PGWM
45
Parisi Gray Wealth Management
New Jersey
$123K – – –
AWM
46
Aevitas Wealth Management
Massachusetts
$117K – – –
PFGIA
47
Patriot Financial Group Insurance Agency
Massachusetts
$106K +$19.9K +1,003 +23%
SNT
48
Security National Trust
West Virginia
$59K – – –
APA
49
American Portfolios Advisors
New York
$56.1K +$17.6K +890 +46%
US Bancorp
50
US Bancorp
Minnesota
$56K -$2.04K -103 -4%
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