DIAX icon

Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Overview Fund Activity

68 hedge funds and large institutions have $108M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2018 Q2 according to their latest regulatory filings, with 8 funds opening new positions, 21 increasing their positions, 15 reducing their positions, and 7 closing their positions.

Holders
68
Holders Change
–
Holders Change %
0%
% of All Funds
1.56%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
8
Increased
21
Reduced
15
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Wells Fargo
1
Wells Fargo
California
$11.5M
2
UBS Group
2
UBS Group
Switzerland
$15M
3
RJA
3
Raymond James & Associates
Florida
$6.19M
4
CWM
4
Cornerstone Wealth Management
Missouri
$1.19M
5
RJFSA
5
Raymond James Financial Services Advisors
Florida
$8.69M

Top Sellers

1
1832 Asset Management
1
1832 Asset Management
Ontario, Canada
$0
2
GC
2
Guggenheim Capital
Illinois
$2.41M
3
BBPWM
3
Blue Bell Private Wealth Management
Pennsylvania
$1.06M
4
Invesco
4
Invesco
Georgia
$10.3M
5
JPMPWA
5
J.P. Morgan Private Wealth Advisors
California
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
BCA
26
Benchmark Capital Advisors
New York
$702K -$27.5K -1,487 -4%
Cambridge Investment Research Advisors
27
Cambridge Investment Research Advisors
Iowa
$632K -$37.1K -2,008 -6%
NFG
28
Nations Financial Group
Iowa
$527K – – –
KeyBank National Association
29
KeyBank National Association
Ohio
$410K – – –
DAS
30
Dynamic Advisor Solutions
Arizona
$401K +$126K +6,823 +46%
SWP
31
Stratos Wealth Partners
Ohio
$348K – – –
AG
32
Advisor Group
Arizona
$312K +$31.9K +1,725 +11%
FHA
33
Flagship Harbor Advisors
Massachusetts
$269K -$922 -50 -0.3%
CA
34
Calton & Associates
Florida
$258K +$258K +13,420 New
MA
35
Montag & Associates
Georgia
$218K +$218K +11,787 New
PA
36
Pinnacle Associates
New York
$197K – – –
TYCC
37
Texas Yale Capital Corp
Florida
$192K – – –
IA
38
IFP Advisors
Florida
$188K +$26.3K +1,425 +16%
RJT
39
Raymond James Trust
Florida
$187K +$187K +10,142 New
Stifel Financial
40
Stifel Financial
Missouri
$186K -$509K -27,688 -73%
PNC Financial Services Group
41
PNC Financial Services Group
Pennsylvania
$140K -$178K -9,688 -56%
SPIA
42
Steward Partners Investment Advisory
New York
$129K +$1.15K +62 +0.9%
Fifth Third Bancorp
43
Fifth Third Bancorp
Ohio
$118K – – –
PGWM
44
Parisi Gray Wealth Management
New Jersey
$115K – – –
AWM
45
Aevitas Wealth Management
Massachusetts
$110K – – –
NMC
46
Nine Masts Capital
Hong Kong
$87K +$87K +4,700 New
PFGIA
47
Patriot Financial Group Insurance Agency
Massachusetts
$80K -$205K -11,100 -72%
SNT
48
Security National Trust
West Virginia
$55K – – –
US Bancorp
49
US Bancorp
Minnesota
$54K +$1.9K +103 +4%
GWM
50
Geneos Wealth Management
Colorado
$48K -$49.6K -2,695 -51%
1
2
3