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Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Overview Fund Activity

68 hedge funds and large institutions have $101M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2018 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 21 increasing their positions, 18 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
68
Holders Change
-6
Holders Change %
-8.11%
% of All Funds
1.56%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
21
Reduced
18
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$8.23M
2
Stifel Financial
2
Stifel Financial
Missouri
$672K
3
AAM
3
Advisors Asset Management
Colorado
$6.76M
4
RJFSA
4
Raymond James Financial Services Advisors
Florida
$7.4M
5
DADC
5
D.A. Davidson & Co
Montana
$771K

Top Sellers

1
RJA
1
Raymond James & Associates
Florida
$4.68M
2
FSA
2
Financial Sense Advisors
California
$0
3
Wells Fargo
3
Wells Fargo
California
$9.19M
4
Bank of Nova Scotia
4
Bank of Nova Scotia
Ontario, Canada
$0
5
Ameriprise
5
Ameriprise
Minnesota
$863K
Name Holding Trade Value Shares
Change 		Shares
Change %
BCA
26
Benchmark Capital Advisors
New York
$702K -$12.4K -700 -2%
Stifel Financial
27
Stifel Financial
Missouri
$672K +$672K +37,805 New
Cambridge Investment Research Advisors
28
Cambridge Investment Research Advisors
Iowa
$643K +$61.3K +3,453 +11%
NFG
29
Nations Financial Group
Iowa
$506K – – –
KeyBank National Association
30
KeyBank National Association
Ohio
$394K – – –
SWP
31
Stratos Wealth Partners
Ohio
$335K – – –
PNC Financial Services Group
32
PNC Financial Services Group
Pennsylvania
$307K – – –
PFGIA
33
Patriot Financial Group Insurance Agency
Massachusetts
$269K +$383 +22 +0.1%
AG
34
Advisor Group
Arizona
$268K +$8.86K +500 +3%
DAS
35
Dynamic Advisor Solutions
Arizona
$264K +$20.4K +1,145 +8%
FHA
36
Flagship Harbor Advisors
Massachusetts
$259K -$4.69K -265 -2%
AIA
37
Allegis Investment Advisors
Idaho
$202K -$8.69K -488 -4%
PA
38
Pinnacle Associates
New York
$190K -$14.2K -800 -7%
TYCC
39
Texas Yale Capital Corp
Florida
$184K – – –
Susquehanna International Group
40
Susquehanna International Group
Pennsylvania
$184K +$184K +10,341 New
IA
41
IFP Advisors
Florida
$165K – – –
SPIA
42
Steward Partners Investment Advisory
New York
$122K – – –
Fifth Third Bancorp
43
Fifth Third Bancorp
Ohio
$113K -$44.2K -2,490 -28%
PGWM
44
Parisi Gray Wealth Management
New Jersey
$110K – – –
AWM
45
Aevitas Wealth Management
Massachusetts
$105K – – –
GWM
46
Geneos Wealth Management
Colorado
$94K +$23.2K +1,310 +33%
SNT
47
Security National Trust
West Virginia
$53K – – –
US Bancorp
48
US Bancorp
Minnesota
$50K – – –
BWP
49
Baldwin Wealth Partners
Massachusetts
$46K – – –
APA
50
American Portfolios Advisors
New York
$34.5K -$30.4K -1,710 -47%
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