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Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Overview Fund Activity

74 hedge funds and large institutions have $112M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2017 Q4 according to their latest regulatory filings, with 20 funds opening new positions, 24 increasing their positions, 18 reducing their positions, and 5 closing their positions.

Holders
74
Holders Change
+15
Holders Change %
+25.42%
% of All Funds
1.68%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
20
Increased
24
Reduced
18
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RJA
1
Raymond James & Associates
Florida
$6.82M
2
Invesco
2
Invesco
Georgia
$11.5M
3
AAM
3
Advisors Asset Management
Colorado
$6.42M
4
Morgan Stanley
4
Morgan Stanley
New York
$7.5M
5
RJFSA
5
Raymond James Financial Services Advisors
Florida
$7.33M

Top Sellers

1
SFS
1
Shaker Financial Services
Virginia
$0
2
1CP
2
1607 Capital Partners
Virginia
$0
3
LTFS
3
Ladenburg Thalmann Financial Services
Florida
$3.23M
4
1832 Asset Management
4
1832 Asset Management
Ontario, Canada
$2.56M
5
PAG
5
Private Advisor Group
New Jersey
$761K
Name Holding Trade Value Shares
Change 		Shares
Change %
JPMPWA
26
J.P. Morgan Private Wealth Advisors
California
$619K +$58.8K +3,122 +11%
Cambridge Investment Research Advisors
27
Cambridge Investment Research Advisors
Iowa
$617K +$141K +7,474 +30%
NFG
28
Nations Financial Group
Iowa
$537K +$14.1K +750 +3%
LPL Financial
29
LPL Financial
California
$491K +$149K +7,910 +44%
KeyBank National Association
30
KeyBank National Association
Ohio
$418K – – –
SWP
31
Stratos Wealth Partners
Ohio
$355K -$16.7K -885 -4%
PNC Financial Services Group
32
PNC Financial Services Group
Pennsylvania
$328K +$22.2K +1,174 +7%
DADC
33
D.A. Davidson & Co
Montana
$318K +$65.4K +3,472 +26%
Millennium Management
34
Millennium Management
New York
$306K +$306K +16,252 New
PFGIA
35
Patriot Financial Group Insurance Agency
Massachusetts
$293K +$21.9K +1,153 +8%
FHA
36
Flagship Harbor Advisors
Massachusetts
$280K +$280K +14,897 New
AG
37
Advisor Group
Arizona
$276K -$20.3K -1,075 -7%
DAS
38
Dynamic Advisor Solutions
Arizona
$258K +$40K +2,125 +18%
BIG
39
Bellwether Investment Group
Tennessee
$246K +$246K +13,081 New
LNC
40
Lincoln National Corp
Pennsylvania
$245K +$245K +12,995 New
AIA
41
Allegis Investment Advisors
Idaho
$223K -$352K -18,679 -61%
PA
42
Pinnacle Associates
New York
$216K -$29.5K -1,565 -12%
TYCC
43
Texas Yale Capital Corp
Florida
$195K – – –
Fifth Third Bancorp
44
Fifth Third Bancorp
Ohio
$167K – – –
IA
45
IFP Advisors
Florida
$165K +$7.89K +419 +5%
SPIA
46
Steward Partners Investment Advisory
New York
$130K +$1.26K +67 +1%
PGWM
47
Parisi Gray Wealth Management
New Jersey
$119K +$119K +6,263 New
AWM
48
Aevitas Wealth Management
Massachusetts
$112K +$112K +5,931 New
GWM
49
Geneos Wealth Management
Colorado
$75K +$24.4K +1,300 +48%
APA
50
American Portfolios Advisors
New York
$68.8K +$68.8K +3,654 New
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