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Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Overview Fund Activity

59 hedge funds and large institutions have $113M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2016 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 20 increasing their positions, 22 reducing their positions, and 2 closing their positions.

Holders
59
Holders Change
+8
Holders Change %
+15.69%
% of All Funds
1.48%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.03%
New
10
Increased
20
Reduced
22
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
1832 Asset Management
1
1832 Asset Management
Ontario, Canada
$5.87M
2
UBS Group
2
UBS Group
Switzerland
$11.1M
3
OA
3
Oxbow Advisors
Texas
$2.67M
4
Citigroup
4
Citigroup
New York
$1.09M
5
Ameriprise
5
Ameriprise
Minnesota
$1.9M

Top Sellers

1
AAM
1
Advisors Asset Management
Colorado
$5.6M
2
Wells Fargo
2
Wells Fargo
California
$6.78M
3
KIM
3
Karpus Investment Management
New York
$8.08M
4
CWM
4
Concert Wealth Management
California
$0
5
GC
5
Guggenheim Capital
Illinois
$3.52M
Name Holding Trade Value Shares
Change 		Shares
Change %
Bank of Nova Scotia
26
Bank of Nova Scotia
Ontario, Canada
$1M -$229K -15,264 -19%
PNC Financial Services Group
27
PNC Financial Services Group
Pennsylvania
$690K -$20.5K -1,367 -3%
BCA
28
Benchmark Capital Advisors
New York
$591K -$1.5K -100 -0.3%
SCM
29
Schnieders Capital Management
California
$589K +$33K +2,200 +6%
RCM
30
Robinson Capital Management
Michigan
$530K -$75K -5,000 -12%
Cambridge Investment Research Advisors
31
Cambridge Investment Research Advisors
Iowa
$374K -$26.2K -1,747 -7%
KeyBank National Association
32
KeyBank National Association
Ohio
$358K -$25.9K -1,728 -7%
Commonwealth Equity Services
33
Commonwealth Equity Services
Massachusetts
$344K -$3.53K -235 -1%
TJHA
34
Thomas J. Herzfeld Advisors
Florida
$334K +$334K +22,254 New
AIA
35
Allegis Investment Advisors
Idaho
$326K +$112K +7,488 +53%
PFGIA
36
Patriot Financial Group Insurance Agency
Massachusetts
$212K +$212K +13,923 New
FHA
37
Flagship Harbor Advisors
Massachusetts
$205K +$205K +13,452 New
PA
38
Pinnacle Associates
New York
$202K -$9K -600 -4%
Bank of New York Mellon
39
Bank of New York Mellon
New York
$186K -$84K -5,584 -31%
Creative Planning
40
Creative Planning
Kansas
$179K -$4.49K -300 -2%
MFS
41
MSI Financial Services
Massachusetts
$178K -$23.3K -1,549 -12%
OC
42
Oppenheimer & Co
New York
$177K +$177K +11,774 New
SFS
43
Shaker Financial Services
Virginia
$165K -$6.6K -440 -4%
SBIA
44
Sheaff Brock Investment Advisors
Indiana
$165K +$2.06K +137 +1%
TSS
45
Two Sigma Securities
New York
$153K +$153K +10,186 New
Fifth Third Bancorp
46
Fifth Third Bancorp
Ohio
$133K – – –
AG
47
Advisor Group
Arizona
$116K +$67.5K +4,500 +139%
Northwestern Mutual Wealth Management
48
Northwestern Mutual Wealth Management
Wisconsin
$103K +$103K +6,857 New
DADC
49
D.A. Davidson & Co
Montana
$76K -$18.6K -1,250 -20%
IA
50
IFP Advisors
Florida
$75K +$20.6K +1,373 +38%
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