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Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Overview Fund Activity

51 hedge funds and large institutions have $105M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2016 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 14 increasing their positions, 21 reducing their positions, and 4 closing their positions.

Holders
51
Holders Change
-2
Holders Change %
-3.77%
% of All Funds
1.36%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
3
Increased
14
Reduced
21
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
UBS Group
1
UBS Group
Switzerland
$8.11M
2
LPL Financial
2
LPL Financial
California
$3.27M
3
Ameriprise
3
Ameriprise
Minnesota
$1.12M
4
Invesco
4
Invesco
Georgia
$8.07M
5
CIA
5
Capital Investment Advisors
Georgia
$1.47M

Top Sellers

1
KIM
1
Karpus Investment Management
New York
$9.4M
2
Wells Fargo
2
Wells Fargo
California
$8.96M
3
PPA
3
Parametric Portfolio Associates
Washington
$13.4M
4
Bank of Nova Scotia
4
Bank of Nova Scotia
Ontario, Canada
$1.18M
5
PNC Financial Services Group
5
PNC Financial Services Group
Pennsylvania
$682K
Name Holding Trade Value Shares
Change 		Shares
Change %
PNC Financial Services Group
26
PNC Financial Services Group
Pennsylvania
$682K -$281K -19,491 -29%
RCM
27
Robinson Capital Management
Michigan
$581K -$34.2K -2,375 -6%
BCA
28
Benchmark Capital Advisors
New York
$569K – – –
SCM
29
Schnieders Capital Management
California
$535K -$14.4K -1,000 -3%
Cambridge Investment Research Advisors
30
Cambridge Investment Research Advisors
Iowa
$385K +$23.2K +1,610 +6%
KeyBank National Association
31
KeyBank National Association
Ohio
$369K – – –
Commonwealth Equity Services
32
Commonwealth Equity Services
Massachusetts
$334K +$11K +764 +3%
Bank of New York Mellon
33
Bank of New York Mellon
New York
$259K +$7.63K +529 +3%
AIA
34
Allegis Investment Advisors
Idaho
$205K +$205K +14,243 New
PA
35
Pinnacle Associates
New York
$203K – – –
MFS
36
MSI Financial Services
Massachusetts
$193K -$10.9K -756 -5%
Creative Planning
37
Creative Planning
Kansas
$177K +$89.1K +6,169 +101%
SFS
38
Shaker Financial Services
Virginia
$165K +$165K +11,446 New
SBIA
39
Sheaff Brock Investment Advisors
Indiana
$156K +$360 +25 +0.2%
JPMPWA
40
J.P. Morgan Private Wealth Advisors
California
$153K – – –
Fifth Third Bancorp
41
Fifth Third Bancorp
Ohio
$128K – – –
DADC
42
D.A. Davidson & Co
Montana
$91K +$91K +6,350 New
IA
43
IFP Advisors
Florida
$52K -$60K -4,188 -54%
Citigroup
44
Citigroup
New York
$50K -$3.49K -241 -7%
AG
45
Advisor Group
Arizona
$47K -$52.3K -3,603 -53%
SNT
46
Security National Trust
West Virginia
$43K – – –
GWM
47
Geneos Wealth Management
Colorado
$36K – – –
Bank of Montreal
48
Bank of Montreal
Ontario, Canada
$28K – – –
MFW
49
Mosaic Family Wealth
Missouri
$14K – – –
NFG
50
Next Financial Group
Texas
$7K -$6.57K -469 -48%
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