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Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Overview Fund Activity

53 hedge funds and large institutions have $111M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2016 Q2 according to their latest regulatory filings, with 6 funds opening new positions, 12 increasing their positions, 28 reducing their positions, and 7 closing their positions.

Holders
53
Holders Change
-1
Holders Change %
-1.85%
% of All Funds
1.42%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
6
Increased
12
Reduced
28
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
LTFS
1
Ladenburg Thalmann Financial Services
Florida
$3.56M
2
CIA
2
Capital Investment Advisors
Georgia
$1.16M
3
1CP
3
1607 Capital Partners
Virginia
$1.61M
4
UBS Group
4
UBS Group
Switzerland
$6.76M
5
Cohen & Steers
5
Cohen & Steers
New York
$1.62M

Top Sellers

1
LPL Financial
1
LPL Financial
California
$2.76M
2
PPA
2
Parametric Portfolio Associates
Washington
$14.2M
3
1832 Asset Management
3
1832 Asset Management
Ontario, Canada
$2.93M
4
Wells Fargo
4
Wells Fargo
California
$11.8M
5
KIM
5
Karpus Investment Management
New York
$13.6M
Name Holding Trade Value Shares
Change 		Shares
Change %
Ameriprise
26
Ameriprise
Minnesota
$664K -$54.3K -3,740 -8%
RCM
27
Robinson Capital Management
Michigan
$620K +$1.19K +82 +0.2%
BCA
28
Benchmark Capital Advisors
New York
$574K +$21.8K +1,500 +4%
SCM
29
Schnieders Capital Management
California
$554K -$2.91K -200 -0.5%
KeyBank National Association
30
KeyBank National Association
Ohio
$372K – – –
Cambridge Investment Research Advisors
31
Cambridge Investment Research Advisors
Iowa
$364K -$11.2K -769 -3%
ICAS
32
Investors Capital Advisory Services
Massachusetts
$363K -$146K -10,077 -29%
Commonwealth Equity Services
33
Commonwealth Equity Services
Massachusetts
$326K -$6.36K -437 -2%
Bank of New York Mellon
34
Bank of New York Mellon
New York
$254K +$254K +17,423 New
MFS
35
MSI Financial Services
Massachusetts
$205K +$28.7K +1,981 +16%
PA
36
Pinnacle Associates
New York
$204K -$2.07K -143 -1%
Northwestern Mutual Wealth Management
37
Northwestern Mutual Wealth Management
Wisconsin
$187K -$55.3K -3,792 -23%
SBIA
38
Sheaff Brock Investment Advisors
Indiana
$157K -$4.01K -276 -2%
JPMPWA
39
J.P. Morgan Private Wealth Advisors
California
$154K – – –
Fifth Third Bancorp
40
Fifth Third Bancorp
Ohio
$129K – – –
IA
41
IFP Advisors
Florida
$114K -$39.8K -2,730 -26%
AG
42
Advisor Group
Arizona
$97K +$97K +6,839 New
Creative Planning
43
Creative Planning
Kansas
$88K +$4.34K +300 +5%
Citigroup
44
Citigroup
New York
$54K -$3.47K -237 -6%
SNT
45
Security National Trust
West Virginia
$43K – – –
GWM
46
Geneos Wealth Management
Colorado
$36K – – –
TRCT
47
Tower Research Capital (TRC)
New York
$33K +$33K +2,302 New
Bank of Montreal
48
Bank of Montreal
Ontario, Canada
$28K -$2.44K -167 -8%
WRM
49
Westport Resources Management
Connecticut
$19K – – –
FNBT
50
FineMark National Bank & Trust
Florida
$19K +$19K +1,296 New
1
2
3