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Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Overview Fund Activity

60 hedge funds and large institutions have $109M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2015 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 26 increasing their positions, 17 reducing their positions, and 9 closing their positions.

Holders
60
Holders Change
-2
Holders Change %
-3.23%
% of All Funds
1.58%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
26
Reduced
17
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
KIM
1
Karpus Investment Management
New York
$11M
2
LPL Financial
2
LPL Financial
California
$5.55M
3
RJFSA
3
Raymond James Financial Services Advisors
Florida
$2.31M
4
AAM
4
Advisors Asset Management
Colorado
$7.97M
5
UBS Group
5
UBS Group
Switzerland
$5.09M

Top Sellers

1
WAM
1
Wolverine Asset Management
Illinois
$0
2
GC
2
Guggenheim Capital
Illinois
$3.7M
3
Morgan Stanley
3
Morgan Stanley
New York
$3.55M
4
Invesco
4
Invesco
Georgia
$7.31M
5
DA
5
Doliver Advisors
Texas
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
SCM
26
Schnieders Capital Management
California
$571K – – –
SG Americas Securities
27
SG Americas Securities
New York
$566K +$566K +39,431 New
BCA
28
Benchmark Capital Advisors
New York
$563K -$8.94K -623 -2%
ICAS
29
Investors Capital Advisory Services
Massachusetts
$499K – – –
C
30
CFO4Life
Texas
$448K +$15.9K +1,107 +4%
LCM
31
Landscape Capital Management
New Jersey
$442K +$273K +19,013 +161%
OC
32
Oppenheimer & Co
New York
$396K +$15.1K +1,052 +4%
Cambridge Investment Research Advisors
33
Cambridge Investment Research Advisors
Iowa
$390K -$16.5K -1,146 -4%
KeyBank National Association
34
KeyBank National Association
Ohio
$368K -$7.93K -552 -2%
Commonwealth Equity Services
35
Commonwealth Equity Services
Massachusetts
$349K -$6.33K -441 -2%
Ameriprise
36
Ameriprise
Minnesota
$253K +$24.3K +1,691 +11%
GCP
37
GSA Capital Partners
United Kingdom
$247K +$247K +17,200 New
MFS
38
MSI Financial Services
Massachusetts
$245K +$71K +4,949 +41%
PA
39
Pinnacle Associates
New York
$241K +$90.9K +6,327 +61%
Goldman Sachs
40
Goldman Sachs
New York
$224K -$77.6K -5,403 -26%
VKH
41
Virtu KCG Holdings
New York
$222K -$243K -16,866 -52%
FAAS
42
First Allied Advisory Services
California
$222K +$26.2K +1,813 +13%
JPMPWA
43
J.P. Morgan Private Wealth Advisors
California
$200K -$81.1K -5,661 -29%
Northwestern Mutual Wealth Management
44
Northwestern Mutual Wealth Management
Wisconsin
$197K -$50.8K -3,539 -21%
HFS
45
HL Financial Services
Kentucky
$187K – – –
AIG
46
American International Group
New York
$179K +$1.38K +96 +0.8%
SBIA
47
Sheaff Brock Investment Advisors
Indiana
$159K +$159K +11,089 New
Creative Planning
48
Creative Planning
Kansas
$143K -$19.3K -1,347 -12%
Fifth Third Bancorp
49
Fifth Third Bancorp
Ohio
$127K – – –
IA
50
IFP Advisors
Florida
$123K +$123K +8,550 New
1
2
3