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Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Overview Fund Activity

62 hedge funds and large institutions have $94.4M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2015 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 14 increasing their positions, 26 reducing their positions, and 5 closing their positions.

Holders
62
Holders Change
+6
Holders Change %
+10.71%
% of All Funds
1.73%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
11
Increased
14
Reduced
26
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
PPA
1
Parametric Portfolio Associates
Washington
$13.6M
2
KIM
2
Karpus Investment Management
New York
$6.91M
3
Bank of Nova Scotia
3
Bank of Nova Scotia
Ontario, Canada
$1.59M
4
BBPWM
4
Blue Bell Private Wealth Management
Pennsylvania
$1.5M
5
AAM
5
Advisors Asset Management
Colorado
$6.29M

Top Sellers

1
Wells Fargo
1
Wells Fargo
California
$12.4M
2
WAM
2
Wolverine Asset Management
Illinois
$2.23M
3
Invesco
3
Invesco
Georgia
$7.31M
4
GC
4
Guggenheim Capital
Illinois
$3.97M
5
C
5
CFO4Life
Texas
$405K
Name Market Value Shares Shares
Change 		Shares
Change %
SCM
26
Schnieders Capital Management
California
$536K 39,795 -14,350 -27%
LTFS
27
Ladenburg Thalmann Financial Services
Florida
$493K 36,397 -232 -0.6%
ICAS
28
Investors Capital Advisory Services
Massachusetts
$469K 34,811 -1,045 -3%
VKH
29
Virtu KCG Holdings
New York
$435K 32,296 +32,296 New
C
30
CFO4Life
Texas
$405K 30,059 -22,658 -43%
Cambridge Investment Research Advisors
31
Cambridge Investment Research Advisors
Iowa
$382K 28,311 +28,311 New
OC
32
Oppenheimer & Co
New York
$357K 26,507 -902 -3%
KeyBank National Association
33
KeyBank National Association
Ohio
$353K 26,176 – –
Commonwealth Equity Services
34
Commonwealth Equity Services
Massachusetts
$334K 24,776 -5,069 -17%
Goldman Sachs
35
Goldman Sachs
New York
$283K 21,000 +8,905 +74%
JPMPWA
36
J.P. Morgan Private Wealth Advisors
California
$264K 19,615 -6,105 -24%
DA
37
Doliver Advisors
Texas
$245K 18,190 +18,190 New
Northwestern Mutual Wealth Management
38
Northwestern Mutual Wealth Management
Wisconsin
$233K 17,262 -3,276 -16%
CA
39
Cetera Advisors
Colorado
$218K 16,366 +16,366 New
Ameriprise
40
Ameriprise
Minnesota
$215K 15,935 +191 +1%
FAAS
41
First Allied Advisory Services
California
$183K 13,521 -1,529 -10%
HFS
42
HL Financial Services
Kentucky
$175K 13,000 – –
AIG
43
American International Group
New York
$166K 12,360 +85 +0.7%
MFS
44
MSI Financial Services
Massachusetts
$164K 12,133 +79 +0.7%
LCM
45
Landscape Capital Management
New Jersey
$159K 11,791 -2,715 -19%
Creative Planning
46
Creative Planning
Kansas
$153K 11,334 – –
PA
47
Pinnacle Associates
New York
$141K 10,456 -441 -4%
EAM
48
EULAV Asset Management
Florida
$138K 10,252 +10,252 New
Fifth Third Bancorp
49
Fifth Third Bancorp
Ohio
$119K 8,849 +8,849 New
NFG
50
Next Financial Group
Texas
$87K 6,500 -1,900 -23%
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