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Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Overview Fund Activity

56 hedge funds and large institutions have $96.9M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2015 Q2 according to their latest regulatory filings, with 6 funds opening new positions, 19 increasing their positions, 18 reducing their positions, and 7 closing their positions.

Holders
56
Holders Change
-1
Holders Change %
-1.75%
% of All Funds
1.51%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
19
Reduced
18
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
PPA
1
Parametric Portfolio Associates
Washington
$8.93M
2
KIM
2
Karpus Investment Management
New York
$3.47M
3
Invesco
3
Invesco
Georgia
$8.59M
4
CWM
4
Concert Wealth Management
California
$901K
5
WAM
5
Wolverine Asset Management
Illinois
$3.2M

Top Sellers

1
CRC
1
Curi RMB Capital
Illinois
$0
2
SFS
2
Shaker Financial Services
Virginia
$148K
3
VKH
3
Virtu KCG Holdings
New York
$0
4
GC
4
Guggenheim Capital
Illinois
$4.74M
5
DA
5
Doliver Advisors
Texas
$0
Name Market Value Shares Shares
Change 		Shares
Change %
ICAS
26
Investors Capital Advisory Services
Massachusetts
$532K 35,856 – –
Commonwealth Equity Services
27
Commonwealth Equity Services
Massachusetts
$443K 29,845 -7,278 -20%
OC
28
Oppenheimer & Co
New York
$407K 27,409 -1,000 -4%
KeyBank National Association
29
KeyBank National Association
Ohio
$389K 26,176 +5,086 +24%
JPMPWA
30
J.P. Morgan Private Wealth Advisors
California
$382K 25,720 +5,500 +27%
BBPWM
31
Blue Bell Private Wealth Management
Pennsylvania
$325K 21,889 +13,264 +154%
Northwestern Mutual Wealth Management
32
Northwestern Mutual Wealth Management
Wisconsin
$305K 20,538 -5,634 -22%
Ameriprise
33
Ameriprise
Minnesota
$234K 15,744 +5,520 +54%
FAAS
34
First Allied Advisory Services
California
$221K 15,050 +4,028 +37%
LCM
35
Landscape Capital Management
New Jersey
$215K 14,506 +14,506 New
HFS
36
HL Financial Services
Kentucky
$193K 13,000 – –
AIG
37
American International Group
New York
$182K 12,275 -4,795 -28%
Goldman Sachs
38
Goldman Sachs
New York
$180K 12,095 +365 +3%
MFS
39
MSI Financial Services
Massachusetts
$179K 12,054 +609 +5%
NPC
40
National Planning Corporation
California
$173K 11,861 +4 +0%
Creative Planning
41
Creative Planning
Kansas
$168K 11,334 +3,145 +38%
PA
42
Pinnacle Associates
New York
$162K 10,897 -800 -7%
SFS
43
Shaker Financial Services
Virginia
$148K 10,000 -77,594 -89%
NFG
44
Next Financial Group
Texas
$124K 8,400 +7,191 +595%
Citigroup
45
Citigroup
New York
$58K 3,915 -886 -18%
RWM
46
Rezny Wealth Management
Florida
$57K 3,879 +3,879 New
SNT
47
Security National Trust
West Virginia
$44K 2,976 – –
US Bancorp
48
US Bancorp
Minnesota
$32K 2,165 +2,165 New
Bank of Montreal
49
Bank of Montreal
Ontario, Canada
$29K 1,920 – –
AA
50
Apriem Advisors
California
$19K 1,267 -1,500 -54%
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