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Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Overview Fund Activity

51 hedge funds and large institutions have $74.4M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2014 Q4 according to their latest regulatory filings, with 51 funds opening new positions, increasing their positions, reducing their positions, and closing their positions.

Holders
51
Holders Change
+51
Holders Change %
–
% of All Funds
1.36%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
51
Increased
–
Reduced
–
Closed
–
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Wells Fargo
1
Wells Fargo
California
$16M
2
Invesco
2
Invesco
Georgia
$7.54M
3
GC
3
Guggenheim Capital
Illinois
$5.79M
4
Bank of America
4
Bank of America
North Carolina
$4.9M
5
AAM
5
Advisors Asset Management
Colorado
$4.38M

Top Sellers

No sellers this quarter
Name Holding Trade Value Shares
Change 		Shares
Change %
AIG
26
American International Group
New York
$367K +$367K +23,795 New
KeyBank National Association
27
KeyBank National Association
Ohio
$325K +$325K +21,090 New
BNP Paribas Financial Markets
28
BNP Paribas Financial Markets
France
$286K +$286K +18,576 New
NPC
29
National Planning Corporation
California
$222K +$222K +14,401 New
HFS
30
HL Financial Services
Kentucky
$200K +$200K +13,000 New
OC
31
Oppenheimer & Co
New York
$199K +$199K +12,943 New
Janney Montgomery Scott
32
Janney Montgomery Scott
Pennsylvania
$169K +$169K +10,957 New
MFS
33
MSI Financial Services
Massachusetts
$134K +$134K +8,703 New
Creative Planning
34
Creative Planning
Kansas
$126K +$126K +8,189 New
TRCT
35
Tower Research Capital (TRC)
New York
$89K +$89K +5,779 New
PNC Financial Services Group
36
PNC Financial Services Group
Pennsylvania
$78K +$78K +5,054 New
Citigroup
37
Citigroup
New York
$74K +$74K +4,801 New
WA
38
WFG Advisors
Texas
$70K +$70K +4,551 New
SNT
39
Security National Trust
West Virginia
$46K +$46K +2,976 New
AA
40
Apriem Advisors
California
$43K +$43K +2,767 New
KA
41
Klingman & Associates
New York
$26K – – –
WRM
42
Westport Resources Management
Connecticut
$20K +$20K +1,296 New
NFG
43
Next Financial Group
Texas
$19K +$19K +1,209 New
PSI
44
Pinnacle Summer Investments
Virginia
$19K +$19K +1,252 New
NES
45
New England Securities
New York
$14K +$14K +876 New
MPWT
46
MassMutual Private Wealth & Trust
Connecticut
$13.3K +$13.3K +864 New
SA
47
SRH Advisors
Kansas
$5K +$5K +300 New
WAM
48
Wolverine Asset Management
Illinois
$5K +$5K +385 New
BBPWM
49
Blue Bell Private Wealth Management
Pennsylvania
$3K +$3K +200 New
SC
50
Searle & Co
Connecticut
$3K +$3K +203 New
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