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DIAX

Nuveen Dow 30SM Dynamic Overwrite Fund

Delisted

DIAX was delisted on the 27th of March, 2026.

Name Holding Trade Value Shares
Change
Change in
Stake
SCM
26
Schnieders Capital Management
California
$571K – – –
SG Americas Securities
27
SG Americas Securities
New York
$566K +$562K +39,431 New
BCA
28
Benchmark Capital Advisors
New York
$563K -$8.88K -623 -2%
ICAS
29
Investors Capital Advisory Services
Massachusetts
$499K – – –
C
30
CFO4Life
Texas
$448K +$15.8K +1,107 +4%
LCM
31
Landscape Capital Management
New Jersey
$442K +$271K +19,013 +161%
OC
32
Oppenheimer & Co
New York
$396K +$15K +1,052 +4%
Cambridge Investment Research Advisors
33
Cambridge Investment Research Advisors
Iowa
$390K -$16.3K -1,146 -4%
KeyBank National Association
34
KeyBank National Association
Ohio
$368K -$7.87K -552 -2%
Commonwealth Equity Services
35
Commonwealth Equity Services
Massachusetts
$349K -$6.28K -441 -2%
Ameriprise
36
Ameriprise
Minnesota
$253K +$24.1K +1,691 +11%
GCP
37
GSA Capital Partners
United Kingdom
$247K +$245K +17,200 New
MFS
38
MSI Financial Services
Massachusetts
$245K +$70.5K +4,949 +41%
PA
39
Pinnacle Associates
New York
$241K +$90.2K +6,327 +61%
Goldman Sachs
40
Goldman Sachs
New York
$224K -$77K -5,403 -26%
VKH
41
Virtu KCG Holdings
New York
$222K -$240K -16,866 -52%
FAAS
42
First Allied Advisory Services
California
$222K +$25.8K +1,813 +13%
JMPWA
43
JP Morgan Private Wealth Advisors
California
$200K -$80.7K -5,661 -29%
Northwestern Mutual Wealth Management
44
Northwestern Mutual Wealth Management
Wisconsin
$197K -$50.4K -3,539 -21%
HFS
45
HL Financial Services
Kentucky
$187K – – –
AIG
46
American International Group
New York
$179K +$1.37K +96 +0.8%
SBIA
47
Sheaff Brock Investment Advisors
Indiana
$159K +$158K +11,089 New
Creative Planning
48
Creative Planning
Kansas
$143K -$19.2K -1,347 -12%
Fifth Third Bancorp
49
Fifth Third Bancorp
Ohio
$127K – – –
IA
50
IFP Advisors
Florida
$123K +$122K +8,550 New